Marks, Mcbroom & Company, Inc. (Los Angeles)


Marks, Mcbroom & Company, Inc. is a large advisory firm based in Los Angeles. It manages $137.45 million of regulatory assets for 136 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Idaho, and Nevada.

Marks, Mcbroom & Company provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Marks, Mcbroom & Company: assets under management

The assets under management (AUM) of Marks, Mcbroom & Company, Inc. is $137.45 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 46% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $137.45 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.01 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Marks, Mcbroom & Company, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Marks, Mcbroom & Company, Inc.

Martin Willey Mcbroom has been acting as President since 1 Sep 1995. Christopher Evan Marks joined the executive team most recently as the Secretary/Treasurer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Martin Willey Mcbroom President 1 Sep 1995 50% - 75% 822479
Christopher Evan Marks Secretary/treasurer 1 Sep 1995 50% - 75% 1700441

Based in Los Angeles

The principal office where Marks, Mcbroom & Company, Inc. performs its advisory services is located at 601 S. Figueroa Street, Los Angeles, CA 90017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-612-4626 or by fax 213-612-4636. The normal business hours are 6:00am to 4:00pm on Monday - Friday.