Baochuan Capital Management, LLC (Walnut Creek)


Baochuan Capital Management, LLC is an adviser based in Walnut Creek. It manages $11 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of California.

Baochuan Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Baochuan Capital Management: assets under management

The assets under management (AUM) of Baochuan Capital Management, LLC is $11 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.83 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Baochuan Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Baochuan Capital Management, LLC

Burton Gordon Malkiel has served as the Chief Investment Officer since 1 Dec 2010 and Kevin Todd Carter is the Chief Executive Officer of Baochuan Capital Management, LLC family office. Mark Griffith Adams joined the executive team most recently as the Chief Compliance Officer, Director Of Research.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kevin Todd Carter Chief executive officer 1 Dec 2010 Other 2215505
Mark Griffith Adams Chief compliance officer, director of research 1 Dec 2010 Other 4392355
Burton Gordon Malkiel Chief investment officer 1 Dec 2010 Other 1462312
Jonathan Joseph Masse Senior portfolio manager 1 Dec 2010 Other 4480430
Mark Pearson Wehrman Director of business development 1 Dec 2010 Other 4707816
Llc Baochuan Holding Sole member 1 Dec 2010 75% - 100% 27-4167734
Burton Gordon Malkiel Chairman of the board of directors 1 Feb 2012 Other 1462312

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Julian Rainero Member, manager 1 Dec 2010 Other 2530572
Robert Brosamer Member, manager 1 Dec 2010 Other 4545222
Julian (Nmn) Rainero Member, manager 1 Dec 2010 Other 2530572
Robert George Brosamer Member, manager 1 Dec 2010 Other 4545222

Based in Walnut Creek

The principal office where Baochuan Capital Management, LLC performs its advisory services is located at 1515 Oakland Boulevard, Walnut Creek, CA 94596, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 925-930-9498 or by fax 925-930-6992. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at www.baocap.com.