Km Capital Management, Ltd. is a large advisory firm based in Austin. It manages $145.77 million of regulatory assets for 180 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Louisiana, and Texas.
Km Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and bookkeeping services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Km Capital Management, Ltd. is $145.77 million. The firm's AUM has grown by 538% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Km Capital Management, Ltd. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and pooled investment vehicles. The largest group of clients of Joseph W Feste is high net worth individuals with 26 clients and $117.75 million of assets under management. Among the 6 most similar advisory firms, Km Capital Management has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $145.77 million for 50 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Km Capital Management also advises several private funds. Namely, three private equity funds.
The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Joseph W Feste has been acting as President since 1 Mar 2014. Mark Ruben Tracy joined the executive team most recently as the Chief Financial Officer.
The principal office where Km Capital Management, Ltd. performs its advisory services is located at 1701 Directors Blvd., Austin, TX 78744, which is also the mailing address of the firm. An additional office of the firm is in San Antonio, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 512-697-0290 or by fax 512-697-0291. The normal business hours are 8:00 a.m. to 4:30 p.m. on Other. You can find more information about the New York firm at kmcapitalmgt.com.