Team Financial Asset Management, LLC (Harrisburg)


Team Financial Asset Management, LLC is an investment adviser to an investment company based in Harrisburg. It manages $29.92 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Pennsylvania.

Team Financial Asset Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Team Financial Asset Management: assets under management

The assets under management (AUM) of Team Financial Asset Management, LLC is $29.92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 35097% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $29.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $29.92 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Team Financial Asset Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Team Financial Asset Management, LLC

Samuel Stanley Lindenberg has been acting as President since 1 Sep 2009. James Louis Dailey joined the executive team most recently as the Managing Member/Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Louis Dailey Managing member/chief compliance officer 1 Sep 2009 75% - 100% 3097260
Samuel Stanley Lindenberg Managing member/president 1 Sep 2009 Other 1049681

Based in Harrisburg

The principal office where Team Financial Asset Management, LLC performs its advisory services is located at 800 Corporate Circle, Harrisburg, PA 17110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 717-540-7807 or by fax 717-540-7875. The normal business hours are 9:00 am - 4:00 pm on Monday - Friday.