Nickles Richard Hatfield Ii (Irvine)


Nickles Richard Hatfield Ii is an internet adviser based in Irvine. It manages $7.75 million of regulatory assets for 119 client accounts. It has been registered with the SEC as an adviser since 2001.

Nickles Richard Hatfield Ii provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nickles Richard Hatfield Ii: assets under management

The assets under management (AUM) of Nickles Richard Hatfield Ii is $7.75 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $65.1 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nickles Richard Hatfield Ii for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nickles Richard Hatfield Ii

Richard Hatfield Ii Nickles has been acting as President since 1 Apr 2002. Shari Ann Vallejos joined the executive team most recently as the Finop.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard Hatfield Nickles Sole proprietor 1 Nov 1977 75% - 100% 853330
Richard Hatfield Ii Nickles Sole proprietor 1 Nov 1997 75% - 100% 853330
Shari Ann Vallejos Finop 1 Oct 2001 Other 4462715
Richard Hatfield Ii Nickles President/executive officer/control person 1 Apr 2002 75% - 100% 853330

Based in Irvine

The principal office where Nickles Richard Hatfield Ii performs its advisory services is located at 2030 Main Street, Irvine, CA 92614 The mailing address of the firm is P.O. Box 18929, Anaheim, CA 92817 8929. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 714-283-7131 or by fax 714-283-7136. The normal business hours are 7:30 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at www.rnickles.com.