Copperleaf Capital, LLC is a large advisory firm based in Raleigh. It manages $198.38 million of regulatory assets for 1,857 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Arkansas, California, Colorado, and 11 other states.
Copperleaf Capital provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Copperleaf Capital, LLC is $198.38 million. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Copperleaf Capital, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Ryan Gary Peterson is corporations or other businesses with 27 clients and $55.54 million of assets under management. Among the 9 most similar advisory firms, Copperleaf Capital has the highest percentage of corporations or other businesses out of all clients.
The amount of regulatory assets under management is $114.04 million for 189 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Copperleaf Capital doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Ryan Gary Peterson has been acting as President since 1 Jan 2008. John Ryan Heath joined the executive team most recently as the Senior Vice President, Chief Compliance Officer.
The principal office where Copperleaf Capital, LLC performs its advisory services is located at 5904 Six Forks Road, Raleigh, NC 27609, which is also the mailing address of the firm. An additional office of the firm is in Little Rock, AR. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 919-787-9725 or by fax 919-787-9727. The normal business hours are 9:00 - 5:00 mon-thu, 9:00-12:00 fri on Monday - Friday. You can find more information about the New York firm at copperleafcapital.com.