Stonebridge Capital Management Vi, L.L.C. (Paramus)


Stonebridge Capital Management Vi, L.L.C. is a related adviser based in Paramus. It manages $19.59 million of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of New Jersey.

Stonebridge Capital Management Vi, L.L.C provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stonebridge Capital Management Vi, L.L.C: assets under management

The assets under management (AUM) of Stonebridge Capital Management Vi, L.L.C. is $19.59 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 54% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $19.59 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $783.7 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 87% of the total AUM. The second-largest asset type is exchange traded securities, which make up 12% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stonebridge Capital Management Vi, L.L.C. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stonebridge Capital Management Vi, L.L.C serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Stonebridge Capital Management Vi, L.L.C is high net worth individuals with 4 clients and $17.68 million of assets under management. Among the 3 most similar advisory firms, Stonebridge Capital Management Vi, L.L.C has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $19.59 million for 8 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stonebridge Capital Management Vi, L.L.C doesn't advise any private funds.

Careers at Stonebridge Capital Management Vi, L.L.C.

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stonebridge Financial Inc Managing member 1 Mar 2008 50% - 75% 106341
Konstantinos Kostakis Officer/investment manager 1 Mar 2008 Other 1025173
Karen Marie Demarco Officer/administrative manager 1 Mar 2008 Other 2919093
Robert Anthony Harclerode Ceo/ chief compliance officer 1 Mar 2008 Other 1019390
Konstantinos Kostakes Officer/investment mgr. 1 Mar 2008 Other 1025173
Llc Sobel Financial Advisors Member 1 Mar 2008 50% - 75% 124959
Llc G & C Investments Member 1 Jun 2008 50% - 75% 146793
Karen Marie Demarco Chief compliance officer 1 Sep 2011 Other 2919093
Jeffrey Alan Levitt Officer/investment manager 1 Sep 2011 Other 2642393

Indirect Owners

The SEC currently registers 16 indirect owners.

Name Entity Date acquired Ownership Employer ID
Kenneth Gray Hydock Member 1 Feb 2002 Other 4651619
Alan David Sobel Member 1 Feb 2002 Other 4751008
Harold Ray Sobel Member 1 Feb 2002 Other 4751019
Peter Adam Levy Member 1 Feb 2002 Other 1519682
Elihu Nmn Katzman Member 1 Feb 2002 Other 4751022
Alan Howard Rosenzweig Member 1 Feb 2002 Other 4751024
Michael Nmn Laforge Member 1 Feb 2002 Other 4751025
Gary Henry Hirsh Member 1 Feb 2002 Other 2298817
Konstantinos Kostakis Shareholder 1 Sep 2005 25% - 50% 1025173
Karen Marie Demarco Shareholder 1 Sep 2005 Other 2919093
Robert Anthony Harclerode Shareholder 1 Sep 2005 50% - 75% 1019390
Konstantinos Kostakes Shareholder 1 Sep 2005 Other 1025173
Geraldine Ellen Sloan Llc member 1 Jun 2008 25% - 50% 5539013
Christopher Glen Henry Cohrs Llc member 1 Jun 2008 25% - 50% 4548016
Geraldine Sloan Llc member 1 Jun 2008 25% - 50% 5539013
Christopher G.H. Cohrs Llc member 1 Jun 2008 25% - 50% 4548016

Based in Paramus

The principal office where Stonebridge Capital Management Vi, L.L.C. performs its advisory services is located at 52 Forest Avenue, Paramus, NJ 07652, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 973-244-9696 or by fax 973-244-9441. The normal business hours are 9:00 am- 5:00 pm on Monday - Friday. You can find more information about the New York firm at sbcm.net/.