Madison Harbor Capital Management, LLC (New York)


Madison Harbor Capital Management, LLC is an adviser based in New York. It manages $104.6 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2004.

Madison Harbor Capital Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Madison Harbor Capital Management: assets under management

The assets under management (AUM) of Madison Harbor Capital Management, LLC is $104.6 million. The firm's AUM has grown by 925% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $41.7 million in discretionary accounts and $62.9 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $41.7 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $62.9 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Madison Harbor Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Madison Harbor Capital Management, LLC

Edward Manuel Casal has been acting as President since 1 Jan 2003. Russell Hale Bates joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Edward Manuel Casal President 1 Jan 2003 Other 1193393
Russell Hale Bates Evp, cco 1 Jan 2003 Other 2986411
Edward Manuel Casal Ceo 1 Mar 2003 25% - 50% 1193393
Mitchell Brett Sikora Cfo 1 Mar 2003 25% - 50% 2270485
Russell Hale Bates Coo, cco 1 Mar 2003 Other 2986411
Richard William Maine Ceo 1 Nov 2003 Other 1951406
Llc Madison Harbor Capital Managing member 1 Dec 2003 25% - 50% 54-2098397
Llc Madison Harbor Capital Managing member 1 Jul 2004 75% - 100% 54-2098397
Christopher Brown Cfo 1 Feb 2005 Other 4935337
Mark Vincent Petersen Managing director 1 Sep 2005 Other 1398258
Russell Hale Bates Chief compliance officer 1 Mar 2008 Other 2986411

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Madison Harbor Partners Managing member 1 Jul 2004 50% - 75% 20-1573629
Richard William Maine Managing partner 1 Jul 2004 25% - 50% 1951406
Edward Manuel Casal Managing partner 1 Jul 2004 25% - 50% 1193393
Llc Madison Harbor Partners Managing member 1 Jul 2004 50% - 75% 20-1573629
Evolvence Capital Investments Limited Member 1 Sep 2004 25% - 50% foreign
Evolvence Capital Limited Managing partner, sole shareholder 1 Sep 2004 75% - 100% foreign
Sheik Mohammed Suhaim Hamad A. Al Thani Shareholder 1 Sep 2004 50% - 75% 4886878
Evolvence Capital Managing partner, sole shareholder 1 Sep 2004 75% - 100% foreign

Based in New York

The principal office where Madison Harbor Capital Management, LLC performs its advisory services is located at 405 Lexington Ave, New York, NY 10174, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-380-5500 or by fax 212-380-5555. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.madison-harbor.com.

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