Warisan Capital LLC (Westport)


Warisan Capital LLC is an adviser based in Westport. It manages $18 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2004.

Warisan Capital provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Warisan Capital: assets under management

The assets under management (AUM) of Warisan Capital LLC is $18 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 260% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $18 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Warisan Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Scott Fellows Akers Owner 1 Oct 2004 75% - 100% 2524997

Based in Westport

The principal office where Warisan Capital LLC performs its advisory services is located at 181 Post Road West, Westport, CT 06880, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-226-8818 or by fax 203-226-8494. The normal business hours are 9-5 on Monday - Friday.