Td Capital Private Equity Advisors Ltd. (Toronto, Ontario)


Td Capital Private Equity Advisors Ltd. is a large advisory firm based in Toronto, Ontario. It manages $30 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2007.

Td Capital Private Equity Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Td Capital Private Equity Advisors: assets under management

The assets under management (AUM) of Td Capital Private Equity Advisors Ltd. is $30 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $15 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Td Capital Private Equity Advisors Ltd. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Td Capital Private Equity Advisors Ltd.

Robert Francis Maclellan has been acting as President since 1 Aug 2007. Northleaf Capital Partners Ltd. joined the executive team most recently as the Direct Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
The Toronto Dominion Bank Direct owner 1 Aug 2007 75% - 100% 13-5640479
Robert Francis Maclellan Ceo/president/director 1 Aug 2007 Other 2301291
Malcolm S Lang Cfo/director 1 Aug 2007 Other 5267107
Richard H Greene Managing director/director 1 Aug 2007 Other 5416782
John V Greenwood Managing director/director 1 Aug 2007 Other 5416786
Stuart D Waugh Managing director/director 1 Aug 2007 Other 5416789
Debra Marie Foubert Chief compliance officer 1 Aug 2007 Other 5165826
Michael W Flood Managing director 1 Aug 2007 Other 5417162
David Austin Principal 1 Aug 2007 Other 5417167
Melissa Mcjannet Principal 1 Aug 2007 Other 5417171
Jeffrey Pentland Principal 1 Aug 2007 Other 5417165
Sandra M Mundy Director 1 Aug 2007 Other 5418734
Malcolm Sean Lang Cfo/director 1 Aug 2007 Other 5267107
Richard Henry Greene Managing director/director 1 Aug 2007 Other 5416782
John Victor Frederick Greenwood Managing director/director 1 Aug 2007 Other 5416786
Stuart Douglas Waugh Managing director/director 1 Aug 2007 Other 5416789
Michael William Flood Managing director 1 Aug 2007 Other 5417162
David Charles Austin Principal 1 Aug 2007 Other 5417167
Melissa Watson Mcjannet Principal 1 Aug 2007 Other 5417171
Jeffrey Edward George Pentland Principal 1 Aug 2007 Other 5417165
Sandra Mary Mundy Director 1 Aug 2007 Other 5418734
Gavin Foo Vp & director 1 Nov 2007 Other 5622844
David Charles Austin Managing director 1 Dec 2008 Other 5417167
Melissa Watson Mcjannet Managing director 1 Dec 2008 Other 5417171
Jeffrey Edward George Pentland Managing director 1 Dec 2008 Other 5417165
Elaine Shiu Vice president 1 Dec 2008 Other 5638307
Katherine Gurney Vice president 1 Dec 2008 Other 5638782
Ian Carew Vice president 1 Dec 2008 Other 5638787
Northleaf Capital Partners Ltd. Direct owner 1 Nov 2009 75% - 100% 00-0000000

Based in Toronto, Ontario

The principal office where Td Capital Private Equity Advisors Ltd. performs its advisory services is located at 79 Wellington Street W, Toronto, Ontario, M5 K 1 N9, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 416-477-6701 or by fax 416-304-0195. The normal business hours are 9:00 am - 5:00 pm est on Monday - Friday.