Aventine Financial Group (Doylestown)


Aventine Financial Group is a mid-sized advisory firm based in Doylestown. It manages $26.1 million of regulatory assets for 61 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Connecticut, New York, and Texas.

Aventine Financial Group provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Aventine Financial Group: assets under management

The assets under management (AUM) of Aventine Financial Group is $26.1 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $427.87 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 75% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 13% of the firm’s portfolio. Investments in investment and business development companies form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aventine Financial Group for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aventine Financial Group serves?

The only and largest group of clients of Aventine Financial Group is individuals with 24 clients and $7.1 million of assets under management. Among the 2 most similar advisory firms, Aventine Financial Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $7.1 million for 24 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Aventine Financial Group doesn't advise any private funds.

Careers at Aventine Financial Group

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Frank J Fiumecaldo Founder & partner and chief compliance officer 1 Apr 2018 75% - 100% 6915768
Christopher Roland Wills Founder, partner and chief compliance officer 1 Apr 2018 50% - 75% 5483397

Based in Doylestown

The principal office where Aventine Financial Group performs its advisory services is located at 2002 Birdie Lane, Doylestown, PA 18901, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 269-2512 or by fax (212) 302-2994. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at aventinefg.com.