Richmond Hill Investments, LLC (New York)


Richmond Hill Investments, LLC is a large advisory firm based in New York. It manages $755.72 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Richmond Hill Investments provides portfolio management for pooled investment vehicles and portfolio management for family investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Richmond Hill Investments: assets under management

The assets under management (AUM) of Richmond Hill Investments, LLC is $755.72 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $755.72 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $251.91 million each.

Investments

The firm invests in exchange traded securities the most. They account for 27% of the total AUM. The second-largest asset type is other assets, which make up 27% of the firm’s portfolio. Investments in cash and cash equivalents form 19% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Richmond Hill Investments, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Richmond Hill Investments serves?

The only and largest group of clients of Richmond Hill Investments is pooled investment vehicles with 1 clients and $160.52 million of assets under management. Among the 9 most similar advisory firms, Richmond Hill Investments has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $160.52 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Richmond Hill Investments also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $2,000,000 for each fund.

Careers at Richmond Hill Investments, LLC

The company employs 10 people that are either part- or full-time employees. 70 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ryan Paul Taylor Managing director, member 1 Feb 2008 Other 4448921
John Don Liu Managing partner, managing member 1 Feb 2008 75% - 100% 2101480
John Dong Joon Liu Managing partner 1 Feb 2008 Other 2101480
Llc Essex Equity Holdings Managing member 1 Aug 2008 75% - 100% 26-3354297
Llc Richmond Hill Capital Management General partner (richmond hill investment co., lp) 1 Jun 2010 75% - 100% 27-2800891
Ryan Paul Taylor Managing partner, managing member (richmond hill investment co., l.p.) 1 Jul 2010 75% - 100% 4448921
John Don Liu Managing director (richmond hill investment co., l.p.) 1 Jul 2010 Other 2101480
John Dong Joon Liu Managing director (richmond hill investment co., lp) 1 Jul 2010 Other 2101480
Brian O'reilly Chief compliance officer, chief financial officer 1 Jul 2010 Other 6023543
Michael Samuels Jordre Chief compliance officer, chief financial officer 1 Dec 2013 Other 4543160

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
John Dong Joon Liu Managing member 1 Aug 2008 75% - 100% 2101480
John Don Liu Managing member 1 Aug 2008 75% - 100% 2101480
Ryan Paul Taylor Managing member 1 Jun 2010 75% - 100% 4448921

Based in New York

The principal office where Richmond Hill Investments, LLC performs its advisory services is located at 375 Hudson Street, New York, NY 10014, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-989-2700 or by fax 866-758-8541. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at rhiclp.com.