Mill Point Capital LLC (New York)


Mill Point Capital LLC is a large advisory firm based in New York. It manages $486.64 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of New York.

Mill Point Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mill Point Capital: assets under management

The assets under management (AUM) of Mill Point Capital LLC is $486.64 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 258% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $486.64 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $162.21 million each.
Mill Point Capital has custody of $178.57 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mill Point Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mill Point Capital serves?

The only and largest group of clients of Mill Point Capital is pooled investment vehicles with 3 clients and $486.64 million of assets under management. Among the 6 most similar advisory firms, Mill Point Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $486.64 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Mill Point Capital also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $10,000,000.

Careers at Mill Point Capital LLC

The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael C Duran Chief compliance officer / managing partner 1 Oct 2017 75% - 100% 2690700
Timothy Lawrence Chizak Chief financial officer 1 Oct 2017 Other 5770308
Dustin Gerard Smith Principal 1 Oct 2017 Other 6865766

Based in New York

The principal office where Mill Point Capital LLC performs its advisory services is located at 104 West 4 Oth St., New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 416-5800. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at millpoint.com.