Arc Investment Planning & Management Inc (Lenox)


Arc Investment Planning & Management Inc is a large advisory firm based in Lenox. It manages $170.62 million of regulatory assets for 732 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Florida, Massachusetts, New Hampshire, and 3 other states.

Arc Investment Planning & Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Arc Investment Planning & Management: assets under management

The assets under management (AUM) of Arc Investment Planning & Management Inc is $170.62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 306% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $170.62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $233.08 thousand each.
Arc Investment Planning & Management has custody of $2.04 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Arc Investment Planning & Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Arc Investment Planning & Management Inc

Edward Stuart Richter has been acting as President since 1 Sep 1999. Richard A. Seeley joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Harvey Siegel Ceo & chief compliance officer 1 Sep 1999 25% - 50% 1072771
Edward Stuart Richter President 1 Sep 1999 25% - 50% 4517676
Barry Martin Wesson Corp. secretary 1 Sep 1999 Other 1780580
Barry Martin Wesson Corp. secretary 1 Dec 2004 Other 1780580
Richard A. Seeley Executive vice president 1 Dec 2009 Other 4643930

Based in Lenox

The principal office where Arc Investment Planning & Management Inc performs its advisory services is located at 5 Walker Steet, Lenox, MA 01240 2723, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 413-637-2900 or by fax 413-637-4330. The normal business hours are 9 am to 5 pm on Monday - Friday.