Sg Cowen Asset Management Inc (New York)


Sg Cowen Asset Management Inc is a large advisory firm based in New York. It manages $2.14 billion of regulatory assets for 121 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Florida, and 10 other states.

Sg Cowen Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sg Cowen Asset Management: assets under management

The assets under management (AUM) of Sg Cowen Asset Management Inc is $2.14 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $2.14 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.72 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sg Cowen Asset Management Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sg Cowen Asset Management Inc

Christian F.J.A. D'allest has been acting as President since 1 Jan 2000. Alain Rene Yves Joyet joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Sg Investment Management Holding Corporation Holding corporation 1 Sep 1999 75% - 100% 134102450
Hoan Nguyen Quang President & director 1 Sep 1999 Other 4375884
Philippe Henry Collas Chairman & director 1 Jan 2000 Other 4376883
Christian F.J.A. D'allest Director 1 Jan 2000 Other 4376890
William Roy Church Director 1 Jan 2000 Other 1075833
Philip Joseph Bafundo Chief operations/financial officer 1 Jan 2000 Other 1736806
Rodd M Baxter Chief legal officer 1 Jan 2000 Other 1567228
Alain Rene Yves Joyet Director 1 Feb 2000 Other 2838432

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Societe Generale Parent of sgam 1 Jan 1999 75% - 100% 521128875
Sg Asset Management S.A. Parent of sg investment holding 1 Sep 1999 75% - 100% foreign

Based in New York

The principal office where Sg Cowen Asset Management Inc performs its advisory services is located at 560 Lexington Ave, New York, NY 10022, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-278-7500 or by fax 212-278-4582. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.