Nine Thirty Capital Management, LLC is a large advisory firm based in New York. It manages $450 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New York.
Nine Thirty Capital Management provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Nine Thirty Capital Management, LLC is $450 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Nine Thirty Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Stuart John Rabin is pooled investment vehicles with 4 clients and $348.07 million of assets under management. Among the 9 most similar advisory firms, Nine Thirty Capital Management has the 5th highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $348.07 million for 4 clients. None of the firm’s clients are foreign persons or businesses.
Nine Thirty Capital Management also advises several private funds. Namely, four private equity funds. The minimum investment commitment required of non-related persons is $500,000 for each fund.
The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Stuart John Rabin has been acting as President since 1 Feb 2004. Woon Ling (Wendy) Ng joined the executive team most recently as the Chief Financial Officer.
The principal office where Nine Thirty Capital Management, LLC performs its advisory services is located at 250 West 55 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (212) 918-8930 or by fax (212) 918-8931. The normal business hours are 8:30 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at 930capital.com/.