Colonial First State Asset Management (Australia) Limited (Barangaroo, Nsw)


Colonial First State Asset Management (Australia) Limited is a large advisory firm based in Barangaroo, Nsw. It manages $74.44 billion of regulatory assets for 161 client accounts. It has been registered with the SEC as an adviser since 2006.

Colonial First State Asset Management (Australia) Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Colonial First State Asset Management (Australia) Limited: assets under management

The assets under management (AUM) of Colonial First State Asset Management (Australia) Limited is $74.44 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 32% since the beginning of its operation, and $72.5 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $74.44 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $462.35 million each.

Investments

The firm invests in cash and cash equivalents the most. They account for 69% of the total AUM. The second-largest asset type is sovereign bonds, which make up 17% of the firm’s portfolio. Investments in exchange traded securities form 13% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Colonial First State Asset Management (Australia) Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Annabel Fitzgerald Spring serves?

The firm provides services to insurance companies, investment companies, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Annabel Fitzgerald Spring is pooled investment vehicles with 64 clients and $29.83 billion of assets under management. Among the 8 most similar advisory firms, Colonial First State Asset Management (Australia) Limited has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $74.08 billion for 159 clients. 94% of the firm’s clients are foreign persons or businesses.

Colonial First State Asset Management (Australia) Limited also advises several private funds.

Careers at Colonial First State Asset Management (Australia) Limited

The company employs 272 people that are either part- or full-time employees. 34 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Annabel Fitzgerald Spring has been acting as President since 1 Oct 2011. David Geoffrey Dixon has served as the Chief Investment Officer since 1 May 2005 and Mark John Lazberger is the Chief Executive Officer of Colonial First State Asset Management (Australia) Limited family office. Harry Patrick Moore joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stuart Grimshaw Group executive wealth management, commonwealth bank of australia 1 Apr 2003 Other 5079213
Nicola Jane Martin Chief compliance officer 1 May 2004 Other 5102158
Terrence D Mckinn Chief compliance officer 1 Jul 2004 Other 4355022
Terrence Damien Mckinn Chief compliance officer 1 Jul 2004 Other 4355022
Michael Andrew Cameron Group executive financial and risk management, commonwealth bank of australia 1 Sep 2004 Other 5079212
Jose Firmino Quintal Fernandes Head of global investment solutions 1 May 2005 Other 5079211
David Geoffrey Dixon Chief investment officer 1 May 2005 Other 5079210
Colonial First State Group Limited Beneficial owner 1 May 2005 75% - 100% foreign
Warwick Martin Negus Chief executive officer 1 Jun 2005 Other 2750560
Brian John Mcfadyen Executive legal counsel 1 Jul 2005 Other 6010745
David Geoffrey Dixon Global chief investment officer 1 Dec 2005 Other 5079210
Richard Warren Jamieson Chief financial officer 1 Dec 2005 Other 5079208
Paul Gerard Gately Chief operating officer 1 Dec 2005 Other 3007352
Jose Fernandes Head of global investment solutions 1 Dec 2005 Other 5079211
Jose Firmino Quintal Fernandes Head of global investment solutions 1 Dec 2005 Other 5079211
Grahame Petersen Group executive, wealth management 1 May 2006 Other 5228888
Gary Thursby Executive general manager 1 May 2006 Other 5228889
David Paul Craig Group executive financial and risk management, commonwealth bank of australia 1 Aug 2006 Other 5417592
Michael John Venter Executive general manager 1 Nov 2006 Other 5417595
Michael James Hill Chief compliance officer 1 Jan 2007 Other 5421030
Mark David Steinberg Chief financial officer 1 Jan 2008 Other 6010747
Mark John Lazberger Chief executive officer 1 Sep 2008 Other 5627953
Lynette Elizabeth Cobley Director 1 Oct 2009 Other 6010744
Andrew Michael Cummins Head of strategy, operations and projects 1 Mar 2011 Other 6010746
Joanna Vivien Davison Regional managing director australia & new zealand 1 Mar 2011 Other 6010743
Annabel Fitzgerald Spring Director 1 Oct 2011 Other 3103594
Michael John Venter Alternate director 1 Nov 2011 Other 5417595
David Durante Chief financial officer 1 Oct 2012 Other 6010747
Susan Turner Chief financial officer 1 Jul 2013 Other 6010747
Pascal Kasimba Chief legal officer 1 Sep 2013 Other 6674805
Simon Roderick Maidment Director 1 Jan 2014 Other 6403119
Joe Flex Chief compliance officer 1 May 2014 Other 5374713
Andrew Robert Morgan Alternate director 1 Feb 2015 Other 6556607
Gregg Johnston Director 1 Apr 2016 Other 5738434
Vittoria Annabel Shortt Director 1 Aug 2016 Other 6711862
Andrew Gregory Plum Chief financial officer 1 Aug 2016 Other 6527030
Susan Turner Chief operating officer 1 Sep 2016 Other 6010747
Andrew Craig Doyle Chief financial officer 1 Feb 2017 Other 6759034
Elizabeth Ann Hastilow Chief legal officer 1 Jan 2018 Other 6917761
Mark David Steinberg Chief operating officer 1 Feb 2018 Other 6916500
Mark David Steinberg Chief executive officer 1 Oct 2018 Other 6916500
Brian John Hollingworth Director 1 Oct 2018 Other 6658074
Robert Gordon Scott Chief operating officer 1 Jun 2019 Other 5695143
Harry Patrick Moore Director 1 Aug 2019 Other 7170791
Suzanne Clare Evans Chief financial officer 1 Aug 2019 Other 7167881
Carol Australia Holdings Pty Limited Beneficial owner 1 Aug 2019 75% - 100% foreign
First Sentier Investors Holdings Pty Ltd Beneficial owner 1 Aug 2019 75% - 100% foreign

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Commonwealth Insurance Holdings Limited Shareholder 1 May 2005 75% - 100% foreign
Colonial Holding Company Limited Shareholder 1 May 2005 75% - 100% foreign
Commonwealth Bank Of Australia Head parent company 1 May 2005 75% - 100% foreign
The Colonial Mutual Life Assurance Society Limited Shareholders Fund Indirect beneficial interest 1 May 2005 75% - 100% foreign
Colonial Limited Indirect beneficial interest 1 May 2005 75% - 100% foreign
Colonial Holding Company (No.2) Pty Limited Indirect beneficial interest 1 May 2005 75% - 100% foreign
Colonial Holding Company Limited Indirect beneficial interest 1 May 2005 75% - 100% foreign
Inc Mitsubishi Ufj Financial Group Head parent company 1 Oct 2005 75% - 100% foreign
Commonwealth Insurance Holdings Limited Shareholder 1 Apr 2006 75% - 100% foreign
Colonial Holding Company Limited Shareholder 1 Apr 2006 75% - 100% foreign
Commonwealth Bank Of Australia Head parent company 1 Apr 2006 75% - 100% foreign
Mitsubishi Ufj Trust And Banking Corporation Shareholder 1 Aug 2019 75% - 100% 296868

Based in Barangaroo, Nsw

The principal office where Colonial First State Asset Management (Australia) Limited performs its advisory services is located at Level 5, Tower 3, International Towers, Barangaroo, Nsw, 2000, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 61 2 9303 4155. The normal business hours are 8am-6pm on Monday - Friday. You can find more information about the New York firm at cfsgam.com.au and its LinkedIn profile.