Strattam Capital Management, LLC (Austin)


Strattam Capital Management, LLC is a large advisory firm based in Austin. It manages $256.64 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Texas.

Strattam Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Strattam Capital Management: assets under management

The assets under management (AUM) of Strattam Capital Management, LLC is $256.64 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 170% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $256.64 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $25.66 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Strattam Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Strattam Capital Management serves?

The only and largest group of clients of Strattam Capital Management is pooled investment vehicles with 10 clients and $256.64 million of assets under management. Among the 12 most similar advisory firms, Strattam Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $256.64 million for 10 clients. None of the firm’s clients are foreign persons or businesses.

Strattam Capital Management also advises several private funds. Namely, ten private equity funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $1,000,000.

Careers at Strattam Capital Management, LLC

The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Strattam Capital Llc Member 1 Jul 2013 75% - 100% 90-1006223
Adrian Polak Managing director 1 Jul 2013 Other 2946764
Heather Jean Malloy Chief operating officer / chief compliance officer (interim) 1 Jul 2014 Other 2479478
Sean Williams Chief compliance officer 1 Oct 2018 Other 7046088

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Robert Lee Morse Chief executive officer 1 Jul 2013 75% - 100% 2378715

Based in Austin

The principal office where Strattam Capital Management, LLC performs its advisory services is located at 111 Congress Avenue, Austin, TX 78701, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 512-829-3963 or by fax 415-462-5169. The normal business hours are 9am - 5:30pm on Monday - Friday. You can find more information about the New York firm at strattam.com/.