Ct Preferred Investors Management, LLC (Wilson)


Ct Preferred Investors Management, LLC is an adviser based in Wilson. It manages $26 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of California and New York.

Ct Preferred Investors Management provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ct Preferred Investors Management: assets under management

The assets under management (AUM) of Ct Preferred Investors Management, LLC is $26 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -90% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13 million each.
Ct Preferred Investors Management has custody of $26 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ct Preferred Investors Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
John Raymond Tozzi Trustee 1 Jan 2002 25% - 50% 448642

Based in Wilson

The principal office where Ct Preferred Investors Management, LLC performs its advisory services is located at 5237 Hhr Ranch Road, Wilson, WY 83014 The mailing address of the firm is Po Box 4741, Jackson, WY 83001. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 307-733-8229 or by fax 307-733-8234. The normal business hours are 7:00 - 4:00 on Other.