Fiduciary Counselors Inc. (Washington)


Fiduciary Counselors Inc. is a large advisory firm based in Washington. It manages $17.23 billion of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of District of Columbia.

Fiduciary Counselors provides portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fiduciary Counselors: assets under management

The assets under management (AUM) of Fiduciary Counselors Inc. is $17.23 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 28231% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $17.23 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.01 billion each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fiduciary Counselors Inc. for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ellen Anne Hennessy serves?

The only and largest group of clients of Ellen Anne Hennessy is pension and profit sharing plans with 17 clients and $17.23 billion of assets under management. Among the 5 most similar advisory firms, Fiduciary Counselors has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $17.23 billion for 17 clients. None of the firm’s clients are foreign persons or businesses.

Fiduciary Counselors doesn't advise any private funds.

Careers at Fiduciary Counselors Inc.

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ellen Anne Hennessy has been acting as President since 1 Nov 1999. John J Miller joined the executive team most recently as the Shareholder Only.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ellen Anne Hennessy President 1 Nov 1999 75% - 100% 4380430
Vicki Lou Dungan Vice president communications 1 Jul 2003 Other 4686636
Caroline D. Klam Chief operating officer 1 Jul 2003 Other 4686632
Christopher Capuano Vice president and general counsel 1 Jul 2003 Other 4685801
Inc. Fiduciary Group 100% owner of fiduciary counselors inc. 1 Jul 2003 75% - 100% 02-0687763
John J Miller Vice president and chief financial officer 1 Jul 2003 Other 4783468
Laura Sue Rosenberg Vice president, finance 1 Feb 2004 Other 4781275
Caroline D. Klam Senior vice president & chief operating officer 1 Feb 2005 Other 4686632
Laura Sue Rosenberg Directior, senior vice president, finance 1 Feb 2005 Other 4781275
Ellen Anne Hennessy President & ceo 1 Feb 2005 75% - 100% 4380430
Christopher Capuano Senior vice president & general counsel, chief compliance officer 1 Feb 2005 Other 4685801
John J Miller Senior vice president & chief financial officer 1 Feb 2005 Other 4783468
John Stephen Caflisch Director, general counsel 1 Oct 2005 Other 6045892
Katherine Griswold Director of investments 1 Jan 2009 Other 6045905
Mary Ann Arlt Senior vice president, plan administration 1 Jul 2009 Other 6045899
John J Miller Director, president & chief financial officer 1 Sep 2010 Other 4783468
Christopher Capuano Shareholder 1 Jan 2014 Other 4685801
Thomas E O'connor Chief compliance officer 1 Jan 2014 Other 6473212
Mary Ann Arlt Shareholder only 1 Feb 2016 Other 6045899
Caroline D. Klam Shareholder only 1 Mar 2016 Other 4686632
John J Miller Director, chief executive officer 1 Jan 2017 25% - 50% 4783468
Thomas E O'connor Director, president 1 Jan 2017 Other 6473212
Kathryn A Ricard Chief compliance officer 1 Mar 2017 Other 6777336
Laura Sue Rosenberg Director, senior vice president 1 Dec 2017 25% - 50% 4781275
John J Miller Shareholder only 1 Jan 2018 Other 4783468
Thomas E O'connor Director, president & ceo 1 Jan 2018 Other 6473212

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Aon Corporation Shareholder 1 Jan 1997 75% - 100% 36-3051915
Inc. Aon Group Shareholder 1 Jan 1997 75% - 100% 52-0969822
Aon New Jersey Holding Corporation Shareholder 1 Jul 1998 75% - 100% 22-3597996
Inc. Aon Consulting Worldwide Shareholder 1 Oct 2000 75% - 100% 52-1508151
Estate Of Ellen Hennessy Shareholder 1 Feb 2011 50% - 75% 27-7137628

Based in Washington

The principal office where Fiduciary Counselors Inc. performs its advisory services is located at 700 12 Th Street Nw, Washington, DC 20005 4052, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 202-558-5130 or by fax 202-558-5140. The normal business hours are 9 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at fiduciarycounselors.com.