1 St Source Corporation Investment Advisors, Inc. (South Bend)


1 St Source Corporation Investment Advisors, Inc. is a large advisory firm based in South Bend. It manages $3.74 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Indiana and Michigan.

1 St Source Corporation Investment Advisors provides portfolio management for businesses and institutional clients and seminars - no fee. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

1 St Source Corporation Investment Advisors: assets under management

The assets under management (AUM) of 1 St Source Corporation Investment Advisors, Inc. is $3.74 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 87% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.74 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.74 billion each.

Investments

The firm invests in non-exchange traded securities the most. They account for 65% of the total AUM. The second-largest asset type is exchange traded securities, which make up 11% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 1 St Source Corporation Investment Advisors, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Paul Wayne Gifford serves?

The only and largest group of clients of Paul Wayne Gifford is banking or thrift institutions with 1 clients and $3.74 billion of assets under management. Among the 7 most similar advisory firms, 1 St Source Corporation Investment Advisors has the highest percentage of banking or thrift institutions out of all clients.

The amount of regulatory assets under management is $3.74 billion for 1 clients. None of the firm’s clients are foreign persons or businesses.

1 St Source Corporation Investment Advisors doesn't advise any private funds.

Careers at 1 St Source Corporation Investment Advisors, Inc.

The company employs 9 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Paul Wayne Gifford has been acting as President since 1 Jul 2001. Ralph Clayton Shive has served as the Chief Investment Officer since 1 Jul 2001. Jonathan William Cisna joined the executive team most recently as the Portfolio Manager.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
1st Source Bank Owner 1 Jan 2001 75% - 100% 35-0309575
Steven James Wessell Director 1 Jan 2001 Other 4370571
Philip Maxwell Allen Director 1 Jan 2001 Other 4370568
Lawrence Edward Lentych Director 1 Jan 2001 Other 4370569
Robert Billings Rountree Director 1 Jan 2001 Other 4370570
Paul Wayne Gifford President/chief investment officer 1 Jul 2001 Other 1958782
Kevin A Carey Assistant vice president/portfolio manager 1 Jul 2001 Other 3123165
Ralph Clayton Shive Vice president/chief investment officer 1 Jul 2001 Other 1130724
Bruno Patrick Riboni Assistant vice president/portfolio manager 1 Jul 2001 Other 2334783
Brian Alan Bythrow Vice president/portfolio manager 1 Jul 2001 Other 2489987
Jason Werner Cooper Vice president/portfolio manager 1 Jul 2002 Other 4575242
Michael Lawrence Shinnick Vice president/portfolio manager 1 May 2003 Other 4664566
Kevin Andre Carey Vice president 1 Oct 2003 Other 3123165
Philip Gardner Robert Assistant vice president 1 Nov 2003 Other 4730642
Robert William Nelson Vice president/portfolio manager 1 Mar 2005 Other 2313529
Tamara L. Simon Chief compliance officer/secretary/treasurer 1 Jan 2007 Other 4585159
Bruno Patrick Riboni Vice president 1 Apr 2007 Other 2334783
Scott Robert Tapley Vice president/portfolio manager 1 Dec 2007 Other 5490688
Randall Eugene Thornton Vice president/portfolio manager 1 Jan 2009 Other 2403320
Robert Eugene Romano Vice president/portfolio manager 1 Aug 2010 Other 2475644
Andrea Gayle Short Director 1 Jan 2013 Other 6166307
Noreen Anjum Kazi Assistant vice president & portfolio manager 1 Jan 2014 Other 5010990
Steven John Perlewitz Director 1 Feb 2014 Other 1858786
Erik David Clapsaddle Vice president/fixed income portfolio manager 1 Apr 2015 Other 4691575
Christopher Mark Davis Vice president/portfolio manager 1 May 2015 Other 2281163
Jacqueline Ann Kronewitter Assistant vice president/portfolio manager 1 Nov 2015 Other 3255004
William Christopher Strafford Director 1 Oct 2016 Other 1841591
Jonathan William Cisna Portfolio manager 1 Jul 2018 Other 6462800

Based in South Bend

The principal office where 1 St Source Corporation Investment Advisors, Inc. performs its advisory services is located at 100 North Michigan Street, South Bend, IN 46601 The mailing address of the firm is P.O Box 1602, South Bend, IN 46634. An additional office of the firm is in Fort Wayne, IN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 574-235-2756 or by fax 574-235-2077. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at 1stsource.com.