Altrinsic Global Advisors, LLC (Greenwich)


Altrinsic Global Advisors, LLC is a large advisory firm based in Greenwich. It manages $6.65 billion of regulatory assets for 35 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Connecticut, Delaware, and Texas.

Altrinsic Global Advisors provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Altrinsic Global Advisors: assets under management

The assets under management (AUM) of Altrinsic Global Advisors, LLC is $6.65 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 661% since the beginning of its operation, and $4.18 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $6.65 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $190.13 million each.
Altrinsic Global Advisors has custody of $832.91 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is derivatives, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Altrinsic Global Advisors, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Troy Kemp Swann serves?

The firm provides services to pooled investment vehicles and pension and profit sharing plans. The largest group of clients of Troy Kemp Swann is pooled investment vehicles with 20 clients and $3.7 billion of assets under management. Among the 3 most similar advisory firms, Altrinsic Global Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.9 billion for 30 clients. 60% of the firm’s clients are foreign persons or businesses.

Altrinsic Global Advisors also advises several private funds. Namely, three other private funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Altrinsic Global Advisors, LLC

The company employs 30 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Troy Kemp Swann has been acting as President since 1 Jul 2011. Ci Global Investments Inc. joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Douglas Hock Managing member/ceo 1 Jul 2000 50% - 75% 2094130
John Leo Devita Member 1 Jul 2000 Other 4774849
Ci Global Holdings Member 1 Jul 2000 25% - 50% 59-3439095
Rehan Noor Chaudhri Member 1 Jul 2003 Other 2646166
Robert C Lang Director of client service 1 Nov 2003 Other 3219731
Deborah Beth Judd Chief operating officer 1 Nov 2004 Other 1561382
Robert Anthony Vegliante General counsel, chief compliance officer 1 Oct 2010 Other 2511204
Troy Kemp Swann Director 1 Jul 2011 Other 5915461
National Australia Bank Limited Member 1 Jul 2011 25% - 50% 13-2901144
Gregory Todd Rogers Director 1 Mar 2012 Other 4309818
Kathleen Elizabeth Keating Chief compliance officer 1 Jun 2012 Other 4586262
Garry Mulcahy Director 1 Apr 2016 Other 6658941
Ci Global Investments Inc. Member 1 Jul 2019 Other 156752

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc Ci Mutual Funds Shareholder 1 Jul 2000 75% - 100% foreign entity
Inc. Ci Fund Management Shareholder 1 Jul 2000 75% - 100% foreign entity

Based in Greenwich

The principal office where Altrinsic Global Advisors, LLC performs its advisory services is located at 8 Sound Shore Drive, Greenwich, CT 06830 7242, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-661-0030 or by fax 203-661-7161. The normal business hours are 8:00-5:00 on Monday - Friday. You can find more information about the New York firm at altrinsic.com.