Source Exchange Traded Investments LLC (New York)


Source Exchange Traded Investments LLC is an investment adviser to an investment company based in New York. It manages $38.4 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Source Exchange Traded Investments provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Source Exchange Traded Investments: assets under management

The assets under management (AUM) of Source Exchange Traded Investments LLC is $38.4 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $38.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $38.4 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Source Exchange Traded Investments LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Source Holdings Limited Sole member 1 May 2014 75% - 100% foreign
Wp Source Limited Shareholder 1 May 2014 50% - 75% foreign
L.P. Warburg Pincus (Callisto) Private Equity Xi (Cayman) Shareholder 1 May 2014 25% - 50% foreign
L.P. Warburg Pincus (Cayman) Xi General partner 1 May 2014 Other foreign
Llc Warburg Pincus Xi C General partner 1 May 2014 Other 45-5353494
Warburg Pincus (Bermuda) Private Equity Gp Ltd. Sole member 1 May 2014 75% - 100% foreign
Ltd. Warburg Pincus (Bermuda) Xi General partner 1 May 2014 Other foreign
L.P. Warburg Pincus (Europa) Private Equity Xi (Cayman) Shareholder 1 May 2014 25% - 50% foreign

Based in New York

The principal office where Source Exchange Traded Investments LLC performs its advisory services is located at 125 Park Avenue, 25 Th Floor, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-235-2230 or by fax 202-373-6001. The normal business hours are 9:00 am - 5:00 p.m. on Monday - Friday.