Gray Seifert & Co Inc (New York)


Gray Seifert & Co Inc is a large advisory firm based in New York. It manages $717.38 million of regulatory assets for 378 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Florida, and 6 other states.

Gray Seifert & provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gray Seifert &: assets under management

The assets under management (AUM) of Gray Seifert & Co Inc is $717.38 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $717.38 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.9 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gray Seifert & Co Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gray Seifert & Co Inc

Peter Lanning Bain has been acting as President since 1 Sep 2000. Miles P Seifert has served as the Chief Investment Officer since 1 Dec 2001. Christopher John Elliman joined the executive team most recently as the Director, President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Miles P Seifert Chairman 1 Dec 1979 Other 1911170
Lawrence A Bishop Director, president and treasurer 1 Feb 1980 Other 1911172
Richard Arkwright Executive vp and asst secretary 1 Mar 1983 Other 1519445
Raymond Adams Mason Director 1 Apr 1994 Other 322297
Inc. Legg Mason Sole shareholder 1 Apr 1994 75% - 100% 52-1200960
Christopher John Elliman Director, exec. vp and coo 1 May 1999 Other 4391864
Peter Lanning Bain Director 1 Sep 2000 Other 4221890
Timothy Charles Scheve Director 1 Sep 2000 Other 1319072
Christopher John Elliman Director, president 1 Jun 2001 Other 4391864
Miles P Seifert Chief investment officer 1 Dec 2001 Other 1911170

Based in New York

The principal office where Gray Seifert & Co Inc performs its advisory services is located at 380 Madison Avenue, New York, NY 10017, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-573-8170 or by fax 212-573-9302. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.grayseifert.com.