Resources Planning Group Inc (Chicago)


Resources Planning Group Inc is an adviser based in Chicago. It manages $38 million of regulatory assets for 240 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Illinois, Indiana, and Ohio.

Resources Planning Group provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Resources Planning Group: assets under management

The assets under management (AUM) of Resources Planning Group Inc is $38 million. The firm's AUM has gone down by -62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $37 million in discretionary accounts and $1 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $163 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $76.92 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Resources Planning Group Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Resources Planning Group Inc

Terrance Richard Hennessy has been acting as President since 1 Jul 1987. Michael John Marietti joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joseph James Hennessy Vice president 1 Jun 1986 50% - 75% 1380254
Terrance Richard Hennessy President 1 Jun 1986 50% - 75% 1072712
Terrance Richard Hennessy President 1 Jul 1987 50% - 75% 1072712
Joseph James Hennessy Vice pres 1 Jun 1996 50% - 75% 1380254
Scott Andrew Lien Chief compliance officer 1 Oct 2005 Other 2868051
Terrance Richard Hennessy Chief compliance officer 1 Nov 2007 50% - 75% 1072712
Michael John Marietti Chief compliance officer 1 Jul 2009 Other 1999823

Based in Chicago

The principal office where Resources Planning Group Inc performs its advisory services is located at 150 N Wacker Dr, Chicago, IL 60606, which is also the mailing address of the firm. An additional office of the firm is in South Bend, IN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-781-2111 or by fax 312-781-2777. The normal business hours are 8am-5pm on Monday - Friday.