Pbwm Holdings, LLC (Lancaster)

Pbwm Holdings, LLC is a large advisory firm based in Lancaster. It manages $1 billion of regulatory assets for 844 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, Connecticut, Florida, and 7 other states.

Pbwm Holdings provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pbwm Holdings: assets under management

The assets under management (AUM) of Pbwm Holdings, LLC is $1 billion. The firm's AUM has grown by 13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $987.18 million in discretionary accounts and $16.95 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.18 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.39 million.

Pbwm Holdings has custody of $48.16 million in cash and securities for 25 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pbwm Holdings, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pbwm Holdings, LLC

Pbwm Holdings, LLC is owned by Carolyn Mealey Denest. John Francis Hensler has been acting as President since 1 Jan 2015. Scott Douglas Michael joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 3 indirect owners.

Based in Lancaster

The principal office where Pbwm Holdings, LLC performs its advisory services is located at 1869 Charter Lane, Lancaster, PA 17601 5879 The mailing address of the firm is 221 West Philadelphia Street, York, PA 17401 2993. An additional office of the firm is in Hanover, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 717-393-9721 or by fax 1-877-496-2542. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at familywealthguardian.com.

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