Tmfs Charlotte, LLC is a large advisory firm based in Charlotte. It manages $136.33 million of regulatory assets for 538 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of New Hampshire, North Carolina, South Carolina, and Texas.
Tmfs Charlotte provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Tmfs Charlotte, LLC is $136.33 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 370% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Tmfs Charlotte, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Tmfs Charlotte, LLC is owned by David Ashley Vaughn. Douglas Don Friedrichsen joined the executive team most recently as the Owner.
The principal office where Tmfs Charlotte, LLC performs its advisory services is located at 11006 Rushmore Dr., Suite 175, Charlotte, NC 28277, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 704-553-9553 or by fax 704-553-9496. The normal business hours are m-f: 8:30am to 5:30pm, sat: 10:00 - 12:00 on Other. You can find more information about the New York firm at www.mutualfundstore.com.