Ecp Investment Advisors LLC (Dallas)


Ecp Investment Advisors LLC is a large advisory firm based in Dallas. It manages $154.7 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Texas.

Ecp Investment Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ecp Investment Advisors: assets under management

The assets under management (AUM) of Ecp Investment Advisors LLC is $154.7 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 130% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $154.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $51.57 million each.
Ecp Investment Advisors has custody of $69.75 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ecp Investment Advisors LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ecp Investment Advisors serves?

The only and largest group of clients of Ecp Investment Advisors is pooled investment vehicles with 3 clients and $154.7 million of assets under management. Among the 9 most similar advisory firms, Ecp Investment Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $154.7 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Ecp Investment Advisors also advises several private funds. Namely, three real estate funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Ecp Investment Advisors LLC

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Frank Brittain Schubert Chief compliance officer 1 Jul 2016 Other 6686936
Ecp Services Lp Managing member 1 Jul 2016 75% - 100% 81-3107906

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Expedition Capital Holdings Llc Limited partner 1 Jul 2016 75% - 100% 81-336998
Jason Alexander Claro Member 1 Jul 2016 25% - 50% 6686945
Tyree Bell Miller Member 1 Jul 2016 25% - 50% 6686950
Expedition Capital Partners Gp Llc General partner 1 Jul 2016 Other 88-000000
Hope Trust Member 1 Jul 2016 50% - 75% 36-7688149
Liberty Trust Member 1 Jul 2016 50% - 75% 61-6568285
Chester John Donnally Trustee 1 Jul 2016 Other 70050
Chester John Donnally Jr. Trustee 1 Jul 2016 Other 70050

Based in Dallas

The principal office where Ecp Investment Advisors LLC performs its advisory services is located at 8235 Douglas Ave, Dallas, TX 75225, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-922-1063. The normal business hours are 8am-5pm on Monday - Friday.