Moore Clayton Capital Advisers, Inc. (Houston)

Moore Clayton Capital Advisers, Inc. is a large advisory firm based in Houston. It manages $78.46 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Texas and Utah.

Moore Clayton Capital Advisers provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Moore Clayton Capital Advisers: assets under management

The assets under management (AUM) of Moore Clayton Capital Advisers, Inc. is $78.46 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $78.46 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $78.46 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Moore Clayton Capital Advisers, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Moore Clayton Capital Advisers, Inc.

Sam Preston Douglass has been acting as President since 1 May 2005. Brett Moffatt Chiles joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Clayton & Co. Inc. Moore	100% owner	1 Apr 2005	75% - 100%	91-2095316
Harry O Nicodemus Vi	Chief compliance officer and vice-president	1 May 2005	Other	4781973
Sam Preston Douglass	President	1 May 2005	Other	1631913
Sharon J. Clayton	Co-chairman	1 May 2005	Other	4971831
Anthony Roger Moore	Chairman	1 May 2005	Other	1244224
Kenneth Ian Denos	Vice-president and secretary	1 May 2005	Other	4971837
Paula Terry Douglass	Vice- chairman	1 Jun 2005	Other	4348008
James Philip Walters	Vice-president	1 Jun 2005	Other	4986232
Lsheryl Deirdre Hudson	Chief financial officer	1 Nov 2006	Other	2165953
Kenneth Ian Denos	Chief executive officer	1 Aug 2007	Other	4971837
Brett Moffatt Chiles	Secretary	1 Aug 2007	Other	4128909

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Ian Denos	Director, executive vice-president and secretary	1 Nov 2000	25% - 50%	4971837
Anthony Roger Moore	Co-chairman, co-ceo	1 Nov 2000	25% - 50%	1244224
Sharon J. Clayton	Co-chairman, co-ceo	1 Nov 2000	25% - 50%	4971831
Kenneth Ian Denos	Chief executive officer	1 May 2006	25% - 50%	4971837
Anthony Roger Moore	Supervisory board chairman	1 May 2006	25% - 50%	1244224
Sharon J. Clayton	Management board chairman	1 May 2006	25% - 50%	4971831

Based in Houston

The principal office where Moore Clayton Capital Advisers, Inc. performs its advisory services is located at 2727 Allen Parkway, Houston, TX 77019 The mailing address of the firm is 10757 South River Front Pkwy Suite 125, South Jordan, UT 84095. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 801-816-2500 or by fax 801-816-2599. The normal business hours are 9:00-5:00 on Monday - Friday.