Nighthawk Capital Limited (Hong Kong)


Nighthawk Capital Limited is a mid-sized advisory firm based in Hong Kong. It manages $98.81 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2014.

Nighthawk Capital Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nighthawk Capital Limited: assets under management

The assets under management (AUM) of Nighthawk Capital Limited is $98.81 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 23% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $98.81 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $24.7 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nighthawk Capital Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nighthawk Capital Limited

John Henry Mawicke has been acting as President since 1 Jul 2015. Thomas John Monaco has served as the Chief Investment Officer since 1 Feb 2013. Nighthawk Capital (Cayman) Limited joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas John Monaco Chief investment officer 1 Feb 2013 Other 2666147
Jeffrey Robert Spetalnick Chief risk officer 1 Feb 2013 Other 1995554
Gregory Dominic Mccafferty Chief operating officer/chief compliance officer 1 Feb 2014 Other 6363115
Act Lee Chief finance officer 1 Dec 2014 Other 6473452
Jay Clifton Plourde Ceo 1 Mar 2015 Other 2377605
John Henry Mawicke Director head of trading 1 Mar 2015 Other 3104535
John Henry Mawicke Director 1 Jul 2015 Other 3104535
Nighthawk Capital (Cayman) Limited Owner 1 Feb 2103 75% - 100% foreign

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Thomas John Monaco Owner 1 May 2013 50% - 75% 2666147
Jeffrey Robert Spetalnick Owner 1 May 2013 25% - 50% 1995554

Based in Hong Kong

The principal office where Nighthawk Capital Limited performs its advisory services is located at Unit 821, Level 8, Cyberport 1, Hong Kong, , which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +852 8109 9238. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.