Winter S A & Associates Inc is a large advisory firm based in La Jolla. It manages $96.55 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Illinois.
Winter S A & Associates provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Winter S A & Associates Inc is $96.55 million. The firm's AUM has gone down by -56% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Winter S A & Associates Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Stanley Arthur Winter has been acting as President since 1 Jun 1968. Janice C. Johnson joined the executive team most recently as the Secretary.
The principal office where Winter S A & Associates Inc performs its advisory services is located at 7911 Herschel Avenue, Ste 202, La Jolla, CA 92037 The mailing address of the firm is P. O. Box 1087, La Jolla, CA 92038 1087. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 858-551-0212 or by fax 858-551-0104. The normal business hours are 8:30am-4pm on Monday - Friday.