Hudson Capital Management (Ny), L.P. (New York)


Hudson Capital Management (Ny), L.P. is a large advisory firm based in New York. It manages $317.04 million of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Hudson Capital Management (Ny) provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hudson Capital Management (Ny): assets under management

The assets under management (AUM) of Hudson Capital Management (Ny), L.P. is $317.04 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -74% since the beginning of its operation, and $216.16 million of the total AUM is attributable to clients outside of the United States.

The firm manages $317.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.61 million each.
Hudson Capital Management (Ny) has custody of $307.16 million in cash and securities for 18 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 60% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 40% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hudson Capital Management (Ny), L.P. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hudson Capital Management (Ny) serves?

The firm provides services to pooled investment vehicles and corporations or other businesses. The largest group of clients of Hudson Capital Management (Ny) is pooled investment vehicles with 15 clients and $224.37 million of assets under management. Among the 6 most similar advisory firms, Hudson Capital Management (Ny) has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $317.04 million for 18 clients. 78% of the firm’s clients are foreign persons or businesses.

Hudson Capital Management (Ny) also advises several private funds. Namely, nine private equity funds. The minimum investment commitment required of non-related persons ranges from $75,000 to $5,000,000.

Careers at Hudson Capital Management (Ny), L.P.

The company employs 15 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Llc Hudson Sustainable Investments joined the executive team most recently as the Managing Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Hudson Capital Mgp General partner 1 Nov 2006 75% - 100% 84-1722017
Credit Suisse Management Llc Limited partner 1 Jul 2008 Other 13-2972600
Llc Ac Transfer Holdings Limited partner 1 Jul 2008 Other 26-2952166
Sean Michael Reilly Chief financial officer 1 Oct 2008 Other 4644366
Colleen Phyllis Kelly Chief legal officer, chief compliance officer 1 Nov 2011 Other 6017044
Anne Louise Frank Shapiro Chief compliance officer, chief operating officer 1 Mar 2012 Other 1629559
Edward Dartley Chief compliance officer 1 Mar 2013 Other 4938429
Neil Zachary Auerbach Chief executive officer 1 Jun 2013 Other 2699380
John Anthony Cavalier Chairman of the board of directors 1 Jun 2013 Other 1374382
Neil Auerbach Chief compliance officer 1 Jun 2013 Other 4938429
Steven Thomas Ruggeri Director of finance 1 Feb 2014 Other 4973732
Steven Thomas Ruggeri Chief financial officer and chief compliance officer 1 Feb 2016 Other 4973732

Indirect Owners

The SEC currently registers 14 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Credit Suisse Holdings (Usa) 100% shareholder 1 Nov 2000 75% - 100% 13-2853402
Credit Suisse Ag 100% shareholder 1 Nov 2000 75% - 100% foreign
Credit Suisse Group Ag Sole shareholder 1 Nov 2000 75% - 100% foreign
Neil Zachary Auerbach Managing member 1 Nov 2006 50% - 75% 2699380
John Anthony Cavalier Managing member 1 Jul 2008 50% - 75% 1374382
Neil Zachary Auerbach Managing member 1 Jul 2008 50% - 75% 2699380
Inc. Credit Suisse (Usa) Member 1 Nov 2008 75% - 100% 13-1898818
Neil Zachary Auerbach Trustee 1 Oct 2012 Other 2699380
Judith Auerbach Trustee 1 Oct 2012 Other 7091901
2012 Auerbach Children's Dynasty Trust U/D/A October 9 General partner 1 May 2014 50% - 75% na
2012 Auerbach Family Dynasty Trust U/D/A October 9 General partner 1 May 2014 50% - 75% na
L.P. Auerbach Partners Managing member 1 Dec 2014 75% - 100% 90-0911040
Hudson Clean Energy Enterprises Llc Managing member 1 Aug 2018 75% - 100% 47-4467012
Llc Hudson Sustainable Investments Managing member 1 Mar 2019 75% - 100% 83-3318056

Based in New York

The principal office where Hudson Capital Management (Ny), L.P. performs its advisory services is located at 850 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-321-4080 or by fax 212-758-1301. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at hudsoncep.com.