Global Currents Investment Management, LLC (Wilmington)

Global Currents Investment Management, LLC is a large advisory firm based in Wilmington. It manages $2.28 billion of regulatory assets for 2,328 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Global Currents Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, and non-discretionary advice. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Global Currents Investment Management: assets under management

The assets under management (AUM) of Global Currents Investment Management, LLC is $2.28 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1257% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.28 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $979.3 thousand each.

Global Currents Investment Management has custody of $103.43 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Global Currents Investment Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Global Currents Investment Management, LLC

Peter Lanning Bain has been acting as President since 1 Apr 2008. Harry David Cohen joined the executive team most recently as the Co Chief Investment Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Legg Mason	Sole member	1 Nov 2007	75% - 100%	52-1200960
Peter Lanning Bain	President and chief executive officer	1 Dec 2007	Other	4221890
Gregory T Merz	Acting chief compliance officer	1 Dec 2007	Other	4518187
Michael Thomas Dieschbourg	President and chief executive officer	1 Mar 2008	Other	1177925
Joe J Mcnerney	Vice president and chief compliance officer	1 Mar 2008	Other	5503364
Lisa Anne Lenza	Vice president and chief operating officer	1 Mar 2008	Other	5063300
Charles James Daley	Director	1 Mar 2008	Other	1808224
Paul David Ehrlichman	Chairman and chief investment officer	1 Mar 2008	Other	1935453
Peter Lanning Bain	Director	1 Apr 2008	Other	4221890
David Roehner Odenath	Director	1 Apr 2009	Other	872856
Jeffrey Allen Nattans	Director	1 Jun 2010	Other	2786221
Barbara Brooke Manning	Managing director, general counsel and chief compliance officer	1 Jun 2010	Other	3198494
Peter Eric Sundman	President, chief executive officer and director	1 Jun 2010	Other	1204630
Harry David Cohen	Managing director and chief investment officer	1 Jun 2010	Other	49893
Terrence James Murphy	Managing director, chief operating officer and chief financial officer	1 Jun 2010	Other	5007121
Michael Thomas Dieschbourg	Managing director and head of global sales	1 Jun 2010	Other	1177925
Paul David Ehrlichman	Managing director and head of global equity	1 Jun 2010	Other	1935453
Lisa Anne Lenza	Managing director and chief administrative officer	1 Jun 2010	Other	5063300
Terrence James Murphy	Director	1 Mar 2011	Other	5007121
Ronald Richard Dewhurst	Director	1 Mar 2011	Other	1590061
Peter Hamilton Nachtwey	Director	1 Mar 2011	Other	5512176
Joseph Andrew Sullivan	Director	1 Mar 2011	Other	872969
Jeffrey Allen Nattans	Director	1 Oct 2011	Other	2786221
Cynthia Karen List	Chief financial officer	1 Dec 2011	Other	2159335
Harry David Cohen	Co-chief investment officer	1 Oct 2012	Other	49893
Scott Keith Glasser	Co-chief investment officer	1 Oct 2012	Other	2258385

Based in Wilmington

The principal office where Global Currents Investment Management, LLC performs its advisory services is located at Delaware Corporate Center Ii, Wilmington, DE 19803, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.