Financial Planners Of Cleveland, Inc. (Mayfield Heights)


Financial Planners Of Cleveland, Inc. is a large advisory firm based in Mayfield Heights. It manages $1.05 billion of regulatory assets for 3,060 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Arizona, California, Colorado, and 15 other states.

Financial Planners Of Cleveland provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial Planners Of Cleveland: assets under management

The assets under management (AUM) of Financial Planners Of Cleveland, Inc. is $1.05 billion. The firm's AUM has grown by 322% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.04 billion in discretionary accounts and $17.93 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $339.18 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.59 million.
Financial Planners Of Cleveland has custody of $293.48 million in cash and securities for 606 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 91% of the total AUM. The second-largest asset type is exchange traded securities, which make up 5% of the firm’s portfolio. Investments in cash and cash equivalents form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Financial Planners Of Cleveland, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kevin Howard Myeroff serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Kevin Howard Myeroff is high net worth individuals with 319 clients and $656.24 million of assets under management. Among the 12 most similar advisory firms, Financial Planners Of Cleveland has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $1.05 billion for 1,384 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Financial Planners Of Cleveland doesn't advise any private funds.

Careers at Financial Planners Of Cleveland, Inc.

The company employs 23 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 15 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Kevin Howard Myeroff has been acting as President since 1 May 1989. Kelly Jean Russell joined the executive team most recently as the Chief Compliance Officer/Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kevin Howard Myeroff President 1 May 1989 75% - 100% 1488440
Warren Samuel Wernick Vice president 1 May 1989 Other 1684550
Dennis Patrick Lehman Vice president 1 May 1991 Other 2019289
Carole Jean Weinberg Vice president 1 Sep 1993 Other 2437514
Kelly Jean Russell Chief compliance officer/vice president 1 Jan 2005 Other 3240431

Based in Mayfield Heights

The principal office where Financial Planners Of Cleveland, Inc. performs its advisory services is located at 6095 Parkland Blvd., Suite 210, Mayfield Heights, OH 44124, which is also the mailing address of the firm. An additional office of the firm is in Westlake, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 440-473-1115 or by fax 440-473-0186. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at ncafinancial.com.