Medley Capital LLC is a large advisory firm based in New York. It manages $2.3 billion of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of California.
Medley Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Medley Capital LLC is $2.3 billion. The firm's AUM has grown by 116% since the beginning of its operation, and $96.61 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Medley Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Medley Capital is insurance companies with 14 clients and $1.65 billion of assets under management. Among the 4 most similar advisory firms, Medley Capital has the highest percentage of insurance companies out of all clients.
The amount of regulatory assets under management is $2.3 billion for 25 clients. 4% of the firm’s clients are foreign persons or businesses.
Medley Capital also advises several private funds. Namely, ten private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.
The company employs 67 people that are either part- or full-time employees. 48 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Medley Capital LLC performs its advisory services is located at 280 Park Avenue, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-759-0777 or by fax 212-759-0091. The normal business hours are 9:00 am - 5:00 pm et on Monday - Friday. You can find more information about the New York firm at mdly.com.