Corient Capital Partners, LLC (Newport Beach)


Corient Capital Partners, LLC is a large advisory firm based in Newport Beach. It manages $2.36 billion of regulatory assets for 3,050 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Arizona, California, Colorado, and 13 other states.

Corient Capital Partners provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and subadvisor to idf portfolio. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Corient Capital Partners: assets under management

The assets under management (AUM) of Corient Capital Partners, LLC is $2.36 billion. The firm's AUM has grown by 117% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.74 billion in discretionary accounts and $618.95 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $925.92 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $528.57 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 41% of the total AUM. The second-largest asset type is investment and business development companies, which make up 22% of the firm’s portfolio. Investments in state and local bonds form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Corient Capital Partners, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Corient Capital Partners serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Corient Capital Partners is high net worth individuals with 257 clients and $2.19 billion of assets under management. Among the 11 most similar advisory firms, Corient Capital Partners has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $2.33 billion for 371 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Corient Capital Partners doesn't advise any private funds.

Careers at Corient Capital Partners, LLC

The company employs 22 people that are either part- or full-time employees. 59 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Jacob A Halladay joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Christopher Alden Copps Partner 1 Sep 2015 Other 1112642
Darren Lee Henderson Partner 1 Sep 2015 Other 2923145
Michael Randall Phelps Partner 1 Sep 2015 Other 4710273
Jonathan Paul Tenney Partner 1 Sep 2015 Other 2843341
Alexander Farnum Stimpson Partner 1 Sep 2015 Other 1951729
Gordon Hassenplug Partner 1 Sep 2015 Other 3126165
Gregory James Walters Partner 1 Sep 2015 Other 4984359
Gregory J Walters Partner 1 Sep 2015 Other 4984359
Michael R Phelps Partner 1 Sep 2015 Other 4710273
James Albert Rooney Chief executive officer 1 Jul 2017 Other 1711247
Dheeraj Sultanian General counsel & chief compliance officer 1 Mar 2018 Other 4541970
Llc Corient Holdings Managing member 1 May 2018 75% - 100% 82-5283167
Llc Corient Founders Member 1 May 2018 Other 82-5266456

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Christopher Alden Copps Member 1 May 2018 Other 1112642
Darren Lee Henderson Member 1 May 2018 Other 2923145
Gregory James Walters Member 1 May 2018 Other 4984359
Michael Randall Phelps Member 1 May 2018 Other 4710273
Jonathan Paul Tenney Member 1 May 2018 Other 2843341
Gordon Hassenplug Member 1 May 2018 Other 3126165
Alexander Farnum Stimpson Member 1 May 2018 Other 1951729
James Albert Rooney Member 1 May 2018 Other 1711247
Dheeraj Sultanian Member 1 May 2018 Other 4541970
Jacob A Halladay Member 1 Jul 2019 Other 5369324

Based in Newport Beach

The principal office where Corient Capital Partners, LLC performs its advisory services is located at 500 Newport Center Drive, Newport Beach, CA 92660, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (949) 945-2750. The normal business hours are 7:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at corient.com.