Genspring Family Offices, LLC (Jupiter)


Genspring Family Offices, LLC is a large advisory firm based in Jupiter. It manages $263.92 million of regulatory assets for 163 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Connecticut, Delaware, Florida, Georgia, and New York.

Genspring Family Offices provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Genspring Family Offices: assets under management

The assets under management (AUM) of Genspring Family Offices, LLC is $263.92 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -97% since the beginning of its operation, and $1.18 million of the total AUM is attributable to clients outside of the United States.

The firm manages $263.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.62 million each.
Genspring Family Offices has custody of $224.9 million in cash and securities for 21 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Genspring Family Offices, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Genspring Family Offices serves?

The only and largest group of clients of Genspring Family Offices is pooled investment vehicles with 20 clients and $263.92 million of assets under management. Among the 9 most similar advisory firms, Genspring Family Offices has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $263.92 million for 20 clients. 1% of the firm’s clients are foreign persons or businesses.

Genspring Family Offices also advises several private funds. Namely, six hedge funds and fourteen private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Genspring Family Offices, LLC

The company employs 6 people that are either part- or full-time employees. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ernest Nicholas Dawal has served as the Chief Investment Officer since 1 Oct 2012 and Willem Jau Odo Hattink is the Chief Executive Officer of Genspring Family Offices, LLC family office. Michael Eugene Pearson joined the executive team most recently as the Cco, Board Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Genspring Holdings Holding company 1 Jul 1999 75% - 100% 65-0078558
Henry Perry Chairman,manager 1 Jul 1999 Other 2105076
Andrew Patrick Mehalko Chief investment officer 1 Mar 2001 Other 1739679
Robert John Hille Chief compliance officer 1 Nov 2003 Other 4865074
Ginny Rae Neal Legal resource manager 1 Aug 2005 Other 5314372
Maria Elena Lagomasino Chief executive officer 1 Nov 2005 Other 4596698
Michael Zeuner Chief strategy & client experience officer 1 Nov 2005 Other 4534178
Michael James Holden Chief operating officer 1 Nov 2005 Other 4089204
Myron Michael Zeuner Senior executive partner 1 Nov 2005 Other 4534178
Neal Sessions Chief financial officer 1 Sep 2006 Other 2982411
Neal Bradley Sessions Cfo 1 Sep 2006 Other 1731039
Henry Perry Chairman emeritus 1 Jan 2007 Other 2105076
Unvested Employee Interests Shareholders 1 May 2007 25% - 50% 00-0000000
Michael James Holden Chief compliance officer 1 Jan 2009 Other 4089204
Patrick Anthony Paparelli Chief compliance officer 1 Dec 2010 Other 4778194
John Thomas Elmes Head of investments 1 Feb 2011 Other 2209048
Jean Louis Pierre Brunel Chief investment officer 1 May 2011 Other 4335573
Tai Young Kim Controller 1 Mar 2012 Other 5836157
Michael Joseph Santone Controller 1 Mar 2012 Other 6056544
Tai Young Kim Chief financial officer 1 Jul 2012 Other 5836157
Ernest Nicholas Dawal Chief investment officer 1 Oct 2012 Other 2907235
Thomas Mclemore Carroll Chief executive officer 1 Oct 2012 Other 4199835
Christopher C Chandler Head of portfolio implementation and investment experience 1 Jan 2013 Other 4864174
Patrick Anthony Paparelli Secretary, chief compliance officer 1 Jan 2013 Other 4778194
David Ioram Bokman Chief strategy & client experience officer 1 Jan 2013 Other 1801025
Michael Joseph Santone Chief operating officer 1 Jan 2013 Other 6056544
Michael Abraham Woocher Head of client development 1 Jan 2013 Other 4199887
Catherine Richards Mcclellan Secretary, chief compliance officer 1 Jun 2014 Other 1453119
Willem Jau Odo Hattink Chief executive officer 1 Aug 2014 Other 4820475
Susan J Hechtlinger Chief compliance officer 1 Apr 2016 Other 2890466
Michael Eugene Pearson Secretary 1 Apr 2016 Other 2751813
Christopher Michael Trokey Senior vice president 1 Apr 2016 Other 4262959
Timothy Michael Tallach Senior vice president 1 Jun 2016 Other 4494980
James Peter Brennan Senior vice president 1 Jun 2016 Other 4570480
Michael Eugene Pearson Cco, board member 1 Jan 2018 Other 2751813

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc Suntrust Banks Shareholder 1 Mar 2001 75% - 100% 58-1575035

Based in Jupiter

The principal office where Genspring Family Offices, LLC performs its advisory services is located at 150 South Us Highway 1, Jupiter, FL 33477, which is also the mailing address of the firm. An additional office of the firm is in Greenwich, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 561-746-8444 or by fax 561-746-0895. The normal business hours are 8:30 a.m. to 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at genspring.com.