Falcons Rock Impact Investments, LLC is an internet adviser based in Germantown. It manages $2.03 million of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Texas and Wisconsin.
Falcons Rock Impact Investments provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Falcons Rock Impact Investments, LLC is $2.03 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Falcons Rock Impact Investments, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Falcons Rock Impact Investments is individuals with 18 clients and $2.03 million of assets under management. Among the 1 most similar advisory firms, Falcons Rock Impact Investments has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $2.03 million for 18 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Falcons Rock Impact Investments doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Falcons Rock Impact Investments, LLC performs its advisory services is located at W175 N11081 Stonewood Drive,, Germantown, WI 53022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 262-250-3100. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at falconsrockimpact.com.