Pnc Capital Advisors LLC (Baltimore)


Pnc Capital Advisors LLC is a large advisory firm based in Baltimore. It manages $53.55 billion of regulatory assets for 13,214 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Pnc Capital Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and liability driven investing analysis. strategy specific investment models. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pnc Capital Advisors: assets under management

The assets under management (AUM) of Pnc Capital Advisors LLC is $53.55 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 51% since the beginning of its operation, and $61.15 million of the total AUM is attributable to clients outside of the United States.

The firm manages $53.55 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.05 million each.

Investments

The firm invests in government bonds the most. They account for 22% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 21% of the firm’s portfolio. Investments in exchange traded securities form 20% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pnc Capital Advisors LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Q Reilly serves?

The firm provides services to insurance companies, investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Robert Q Reilly is investment companies with 3 clients and $17.72 billion of assets under management. Among the 8 most similar advisory firms, Pnc Capital Advisors has the 3rd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $53.49 billion for 289 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Pnc Capital Advisors also advises several private funds.

Careers at Pnc Capital Advisors LLC

The company employs 268 people that are either part- or full-time employees. 29 percent of the employees work as investment advisers or researchers. 78 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Q Reilly has been acting as President since 1 Sep 2009. Aneet P. Deshpande has served as the Chief Investment Officer since 1 Jan 2018. Alistair (None) Jessiman joined the executive team most recently as the Chairman & President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Bryan Kent Garlock Manager, board of managers 1 Sep 2009 Other 2225687
National Association Pnc Bank Sole member 1 Sep 2009 75% - 100% 22-1146430
Kevin Andrew Mccreadie Director, president and chief executive officer 1 Sep 2009 Other 3084500
Robert Q Reilly Director 1 Sep 2009 Other 4117865
Stephen Wynne Director 1 Sep 2009 Other 5511345
Jaqueline Marie Hummel Chief compliance officer 1 Sep 2009 Other 5039139
Matthew Michael Pullins Chief financial officer and treasurer 1 Sep 2009 Other 4366952
Jennifer Leclair Director 1 Sep 2009 Other 5709930
Jennifer Laclair Manager, board of managers 1 Sep 2009 Other 5709930
Laura Mary Carr Chief administrative officer 1 Apr 2010 Other 5879435
Mark Gerard Mcglone Chief risk officer 1 Sep 2010 Other 4565693
Timothy George Shack Director 1 Nov 2010 Other 5906055
Michael John Nanosky Chief compliance officer 1 Dec 2010 Other 2115148
Michael William Donahoe Chief compliance officer 1 Sep 2011 Other 2577709
Marc David Yurko Chief financial officer 1 Mar 2013 Other 6171876
Marc Yurko Chief financial officer 1 Mar 2013 Other 6171876
Orlando Caesar Esposito Manager, board of managers 1 May 2013 Other 6212099
Savonne Lynn Ferguson Secretary 1 May 2013 Other 3109536
Orlando Esposito Director 1 May 2013 Other 6212099
Mark Gerard Mcglone Chairman, president, and chief investment officer 1 May 2014 Other 4565693
Alistair (None) Jessiman Manager, board of managers 1 May 2014 Other 3058026
Alistair Jessiman Manager, board of managers 1 May 2014 Other 3058026
Hitesh C Patel Interim chief risk officer 1 Jun 2014 Other 5192244
William David Mennonna Chief risk officer 1 Jul 2014 Other 2366756
James Patrick Dunigan Manager, board of managers 1 Dec 2014 Other 1333105
Thomas Melcher Manager, board of managers 1 Mar 2016 Other 5709932
Jennifer Elizabeth Spratley Senior vice president 1 Feb 2017 Other 4075748
Mark Gerard Mcglone Manager, board of managers 1 Jan 2018 Other 4565693
William David Mennonna Chairman president and chief risk officer 1 Jan 2018 Other 2366756
Aneet P. Deshpande Chief investment officer 1 Jan 2018 Other 6558334
Michael Patrick Lyons Manager, board of managers 1 Feb 2018 Other 2636468
Lisa Joyce Bernett Interim chief compliance officer 1 Mar 2018 Other 2697479
Michael Joseph Gioffre Chief compliance officer 1 Jun 2018 Other 1863705
Michael Gioffre Chief compliance officer 1 Jun 2018 Other 1863705
Alistair (None) Jessiman Chairman & president 1 May 2019 Other 3058026

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. The Pnc Financial Services Group Shareholder 1 Mar 2007 75% - 100% 22-1146430

Based in Baltimore

The principal office where Pnc Capital Advisors LLC performs its advisory services is located at One East Pratt Street, Baltimore, MD 21202, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410-237-5309 or by fax 410-237-5523. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at pnccapitaladvisors.com.