Ncm Capital Management, LLC is a large advisory firm based in Ramsey. It manages $196 million of regulatory assets for 554 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of New Jersey, New York, and Texas.
Ncm Capital Management provides financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ncm Capital Management, LLC is $196 million. The firm's AUM has grown by 588% since the beginning of its operation, and $2.1 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Ncm Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Nicholas Sebastian Laverghetta is high net worth individuals with 65 clients and $124 million of assets under management. Among the 10 most similar advisory firms, Ncm Capital Management has the 5th lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $196 million for 152 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Ncm Capital Management doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Ncm Capital Management, LLC performs its advisory services is located at 161 N. Franklin Turnpike, Ramsey, NJ 07446, which is also the mailing address of the firm. An additional office of the firm is in Woodcliff Lake, NJ. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (201) 529-1429 or by fax (888) 314-7082. The normal business hours are by appointment only on Monday - Friday. You can find more information about the New York firm at ncmcapitalmgmt.com.