Mutuals.Com, Inc. (Dallas)


Mutuals.Com, Inc. is a large advisory firm based in Dallas. It manages $86 million of regulatory assets for 1,500 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 26 other states.

Mutuals.Com provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mutuals.Com: assets under management

The assets under management (AUM) of Mutuals.Com, Inc. is $86 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $57.33 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mutuals.Com, Inc. for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mutuals.Com, Inc.

Eric Patrick Mcdonald has been acting as President since 1 Sep 2000. Daniel Stuart Ahrens joined the executive team most recently as the President,Secretary, Treasurer, Cco.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard Andrew Sapio President, secretary, treasurer 1 Mar 1994 Other 2091535
1 800 Mutuals Holding Corp. Stockholder 1 Aug 1997 75% - 100% 75-2545550
Eric Patrick Mcdonald Compliance officer 1 Aug 1997 Other 2617975
Eric Patrick Mcdonald President 1 Sep 2000 Other 2617975
Michele Helene Leftwich Compliance officer 1 Sep 2000 Other 2301126
Daniel Stuart Ahrens President,secretary, treasurer, cco 1 Apr 2004 Other 2000128
Brian William Bull Aso 1 Apr 2004 Other 2908806
Robert Wesley Stout Finop 1 Apr 2004 Other 1356443

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Richard Andrew Sapio Shareholder 1 Jun 1994 50% - 75% 2091535

Based in Dallas

The principal office where Mutuals.Com, Inc. performs its advisory services is located at 700 N Pearl St Ste 900, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-953-0066 or by fax 214-953-1545. The normal business hours are 7:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.mutuals.com.