Ota Multi Strategy Advisors LLC (Purchase)


Ota Multi Strategy Advisors LLC is a large advisory firm based in Purchase. It manages $537.16 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New York.

Ota Multi Strategy Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ota Multi Strategy Advisors: assets under management

The assets under management (AUM) of Ota Multi Strategy Advisors LLC is $537.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1277% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $537.16 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $76.74 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ota Multi Strategy Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ota Multi Strategy Advisors LLC

Brian Jeffrey Meath has been acting as President since 1 Sep 2004. Christopher Stephen Mooney joined the executive team most recently as the Chief Financial Officer/Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ota Asset Management Llc Managing member 1 Jun 2004 75% - 100% 59-3770400
Brian Jeffrey Meath President 1 Sep 2004 Other 4296033
Kevin John Heneghan Coo 1 Sep 2004 Other 720273
Ira Mark Leventhal Ceo 1 Sep 2004 Other 827983
Randolph Nelson Senior managing director 1 Sep 2004 Other 4126996
James William Santori Cfo 1 Sep 2004 Other 1567697
Richard Scott Jaffe Compliance officer 1 Sep 2004 Other 2433314
James Prusko Head of fixed income 1 Sep 2004 Other 2609731
Sanjay Dasgupta Head of equity 1 Sep 2004 Other 4771383
John Arthur Hanratty Chief compliance officer 1 Jul 2005 Other 4138174
Christopher Stephen Mooney Chief financial officer/chief compliance officer 1 Aug 2007 Other 2016738
Yuanzhi Luo Principal 1 Aug 2007 75% - 100% 5397220
Tao Wang Corporate secretary 1 Aug 2007 Other 5397222
Lian Yan Chief operating officer 1 Aug 2007 Other 5397226
Inc. Lyz Capital Sole member 1 Aug 2007 75% - 100% 26-0616253

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ira Mark Leventhal Sole shareholder/director 1 Aug 1987 75% - 100% 827983
Iml Corporation General partner 1 Sep 1995 25% - 50% 13-3424954
Ira Mark Leventhal Limited partner 1 Jan 1998 25% - 50% 827983
Abota Llc General partner 1 Jul 1999 Other 13-4078071
Lmi Corporation Managing member 1 Jul 1999 25% - 50% 13-3854022
Ota Financial Group Lp Managing member 1 Apr 2003 75% - 100% 13-4018069

Based in Purchase

The principal office where Ota Multi Strategy Advisors LLC performs its advisory services is located at 1 Manhattanville Road, Purchase, NY 10577 2107, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-460-4057 or by fax 914-460-4157. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at www.otaam.com.