Nicholas Applegate Capital Management A Ca LP (San Diego)


Nicholas Applegate Capital Management A Ca LP is a large advisory firm based in San Diego. It manages $25.85 billion of regulatory assets for 26,111 client accounts. It has been registered with the SEC as an adviser since 2000 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Nicholas Applegate Capital Management A Ca provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nicholas Applegate Capital Management A Ca: assets under management

The assets under management (AUM) of Nicholas Applegate Capital Management A Ca LP is $25.85 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -43% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $25.85 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $990.19 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nicholas Applegate Capital Management A Ca LP for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nicholas Applegate Capital Management A Ca LP

Marna Cupp Whittington has been acting as President since 1 Jun 2001. Nicholas Applegate Holdings Llc joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Arthur Edward Nicholas Managing partner 1 Jun 1984 75% - 100% 1791528
Catherine Charlotte Somhegyi Chief investment officer global equity management / limited partner 1 Jan 1992 Other 1493778
Edward Blake Moore General counsel / secretary of general parnter / limited partner 1 Sep 1993 Other 2406234
Nicholas Applegate Capital Management Holdings Lp Gp of global holding & lp 1 Feb 1995 Other 33-0660437
Nicholas Applegate Capital Management Holdings Inc. Gp of general partner 1 Feb 1995 Other 33-0660433
Jill Beverly Jordon Head of global sales and client service / limited partner 1 Sep 1997 Other 1092291
John J.P. Mcdonnell Chief operations officer / limited partner 1 Jul 1998 Other 4307451
James William Szabo Director of managed accounts sales/service 1 Aug 1998 Other 729852
Charles William Maher Chief financial officer / limited partner 1 Dec 1998 Other 2085378
Eric Spencer Sagerman Head of global marketing / limited partner 1 Jul 1999 Other 4042667
Scott Allan Long Head of global operations / limited partner 1 Jul 1999 Other 1296332
Peter James Johnson Sr. vice president, director of institutional sales 1 Jan 2000 Other 1331112
Victoria Proctor Hulick Director of compliance 1 Feb 2000 Other 1984871
Deborah Elizabeth Bowman Director of consultant relations 1 Sep 2000 Other 1114704
Macintosh Gp Sub Llc (Mgps Llc) General partner 1 Jan 2001 Other 06-1605360
Llc Macintosh Limited partner 1 Jan 2001 75% - 100% 06-1605361
Marna Cupp Whittington President 1 Jun 2001 Other 2552997
Susan Elizabeth Small Head of consultant relations 1 Jun 2001 Other 1310755
Jeffrey Curtis Leighton Interim director of managed accounts sales/service 1 Jun 2001 Other 1427646
Llc Allianz Asset Management Of America Limited partner 1 Jul 2001 75% - 100% 06-1605361
Nicholas Applegate Holdings Llc Member 1 Jan 2002 75% - 100% 06-1605360

Indirect Owners

The SEC currently registers 16 indirect owners.

Name Entity Date acquired Ownership Employer ID
Nicholas Applegate Global Holding Co. Lp Limited partner of lp 1 Jul 1997 75% - 100% 33-0745745
Allianz Ag Shareholder 1 May 2000 75% - 100% 98-0122343
Inc. Allianz Of America Member 1 May 2000 75% - 100% 13-2883190
Allianz Dresdner Asset Management Of America Llc Member 1 May 2000 75% - 100% 06-1605361
Allianz Paclife Partners Llc General partner 1 May 2000 25% - 50% 33-0915825
Adam U.S. Holding Llc Managing member 1 May 2000 25% - 50% 95-1079000
Pacific Asset Management Llc Member 1 May 2000 75% - 100% 95-1079000
Pacific Life Insurance Company Member 1 May 2000 75% - 100% 95-1079000
Pacific Mutual Holding Company Sole stockholder 1 May 2000 75% - 100% 33-0769200
Allianz Ag Shareholder 1 Jan 2001 75% - 100% 98-0122343
Allianz Of America Inc. Member 1 Jan 2001 75% - 100% 13-2883190
Macintosh Llc Member 1 Jan 2001 75% - 100% 06-1605361
Llc Allianz Asset Management Of America Member 1 Jan 2001 75% - 100% 06-1605361
Munchener Ruckversicherungs Gesellschaft Ag Stockholder 1 Jul 2001 25% - 50% 00-0000000
Allianz Dresdner Asset Management Of America L.P. Sole member 1 Jul 2001 75% - 100% 06-1349805
Allianz Dresdner Asset Management U.S. Equities Llc Member 1 Jan 2002 75% - 100% 00-0000000

Based in San Diego

The principal office where Nicholas Applegate Capital Management A Ca LP performs its advisory services is located at 600 West Broadway, San Diego, CA 92101, which is also the mailing address of the firm. An additional office of the firm is in Northfield, IL. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number (619)687-8000 or by fax (619)687-8138. The normal business hours are 6:00 am to 4:00 pm pst on Monday - Friday. You can find more information about the New York firm at www.nacm.com.

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