Newroad Capital Partners, LLC (Rogers)


Newroad Capital Partners, LLC is a large advisory firm based in Rogers. It manages $230.01 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Arkansas.

Newroad Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Newroad Capital Partners: assets under management

The assets under management (AUM) of Newroad Capital Partners, LLC is $230.01 million. The firm's AUM has grown by 113% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $98.83 million in discretionary accounts and $131.18 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $49.42 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $43.73 million.
Newroad Capital Partners has custody of $95.48 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Newroad Capital Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Newroad Capital Partners serves?

The only and largest group of clients of Newroad Capital Partners is pooled investment vehicles with 5 clients and $230.01 million of assets under management. Among the 6 most similar advisory firms, Newroad Capital Partners has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $230.01 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Newroad Capital Partners also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $250,000.

Careers at Newroad Capital Partners, LLC

The company employs 9 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Steven Lewis Brooks Cco, clo,cfo,partner/manager 1 Jul 2015 Other 6555445
Jeremy Wells Wilson Ceo. partner/manager 1 Jul 2015 25% - 50% 6555450
Clete T. Brewer Partner/manager 1 Jul 2015 25% - 50% 6555452
Douglas Degn Partner/manager 1 Jul 2015 Other 6555456
Satoko Kato Clo, cco 1 Mar 2018 Other 6929715

Based in Rogers

The principal office where Newroad Capital Partners, LLC performs its advisory services is located at 5100 W. Jb Hunt Drive, Rogers, AR 72758, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 479-657-2100 or by fax 479-208-7702. The normal business hours are 8:00 a.m. to 5:00 p.m. cst on Monday - Friday. You can find more information about the New York firm at newroadventures.com/ and its LinkedIn profile.