Bridgecreek Investment Management, LLC (Tulsa)


Bridgecreek Investment Management, LLC is a large advisory firm based in Tulsa. It manages $625 million of regulatory assets for 120 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Oklahoma and Texas.

Bridgecreek Investment Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Bridgecreek Investment Management: assets under management

The assets under management (AUM) of Bridgecreek Investment Management, LLC is $625 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 108% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $625 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.21 million each.

Investments

The firm invests in exchange traded securities the most. They account for 65% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 20% of the firm’s portfolio. Investments in investment and business development companies form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bridgecreek Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Vaughn Brock serves?

The firm provides services to charitable organizations and high net worth individuals. The largest group of clients of John Vaughn Brock is high net worth individuals with 65 clients and $600 million of assets under management. Among the 9 most similar advisory firms, Bridgecreek Investment Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $625 million for 69 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Bridgecreek Investment Management doesn't advise any private funds.

Careers at Bridgecreek Investment Management, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Vaughn Brock has been acting as President since 1 Aug 2005. Brian Gregory Carney has served as the Chief Investment Officer since 1 Aug 2004 and Lionel Charles Fuller is the Chief Executive Officer of Bridgecreek Investment Management, LLC family office. Kimberli Brock Downing joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lionel Charles Fuller Chief executive officer 1 Aug 2004 25% - 50% 2376437
Brian Gregory Carney Chief investment officer/chief compliance officer 1 Aug 2004 25% - 50% 4261165
L Charles Fuller Chief executive officer 1 Aug 2004 25% - 50% 2376437
Sherman E Smith Investor 1 Aug 2004 Other 4374090
John A. Trustee Of John A. Brock Dated July 12 1982 Brock Investor 1 Aug 2004 Other xxx-xx-xxxx
Kimberli Brock Downing Shareholder 1 Aug 2005 Other 5714791
John Vaughn Brock Director 1 Aug 2005 Other 1282801
Holli Brock Harris Shareholder 1 Aug 2005 Other 5714797
Susan Smith Burghart Shareholder 1 Aug 2005 Other 5644786
William Sherman Smith Director 1 Aug 2005 Other 5644765
Kimberli Downing Shareholder 1 Aug 2005 Other 5714791
J Vaughn Brock Director 1 Aug 2005 Other 1282801
Holli Harris Shareholder 1 Aug 2005 Other 5714797
Susan S Burghart Shareholder 1 Aug 2005 Other 5644786
William S. Smith Director 1 Aug 2005 Other 5644765

Based in Tulsa

The principal office where Bridgecreek Investment Management, LLC performs its advisory services is located at 4521 East 91 St Street, Suite 300, Tulsa, OK 74137, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 918-392-1990 or by fax 918-392-1991. The normal business hours are 8:00 a.m - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at bridgecreekinvestment.com/.