Seriesone Asset Management LLC is a large advisory firm based in Miami. It manages $3.54 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Florida.
Seriesone Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Seriesone Asset Management LLC is $3.54 billion. The firm's AUM has grown by 0% since the beginning of its operation, and $3.54 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Seriesone Asset Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Seriesone Asset Management is high net worth individuals with 3 clients and $3.54 billion of assets under management. Among the 7 most similar advisory firms, Seriesone Asset Management has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $3.54 billion for 4 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 100% of the firm’s clients are foreign persons or businesses.
Seriesone Asset Management doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Seriesone Asset Management LLC performs its advisory services is located at 1395 Brickell Ave, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 7862539653. The normal business hours are 9:00am to 5:00pm on Monday - Friday.