Sig Advisors, L.L.C. (Dallas)


Sig Advisors, L.L.C. is a large advisory firm based in Dallas. It manages $86.7 million of regulatory assets for 109 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Florida, Georgia, Massachusetts, and 4 other states.

Sig Advisors, L.L.C provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sig Advisors, L.L.C: assets under management

The assets under management (AUM) of Sig Advisors, L.L.C. is $86.7 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 49% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $86.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $795.41 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sig Advisors, L.L.C. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sig Advisors, L.L.C.

Douglas Wayne Gill has been acting as President since 1 Oct 2001. Christopher Kevin High joined the executive team most recently as the Executive Vp.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
L.L.C. Summitalliance Investment Group Owner 1 Oct 2001 75% - 100% 75-2773918
Douglas Wayne Gill President 1 Oct 2001 Other 2129646
Michael Edward Lester President 1 Oct 2001 Other 1197341
John Louis Parent Chief compliance officer 1 Aug 2004 Other 356300
Stan Russell Hall Compliance officer 1 Dec 2004 Other 2814722
Christopher Kevin High Executive vp 1 Feb 2005 Other 2520499

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Larry Keith Anders Member 1 Jan 1999 50% - 75% 1585593
John Ridings Lee Member 1 Sep 2001 25% - 50% 305323
L.L.C. Summit Alliance Capital Member 1 Oct 2001 75% - 100% 75-2898489
Inc. Gill Capital Management Member 1 Oct 2001 25% - 50% 75-2825228
L.P. Timber Ridge Partners Member 1 Oct 2001 25% - 50% 75-2962622

Based in Dallas

The principal office where Sig Advisors, L.L.C. performs its advisory services is located at 14785 Preston Road, Dallas, TX 75254, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-663-4300 or by fax 972-663-4301. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at www.sigdirect.com.