Trend Capital Management LP is a large advisory firm based in Boca Raton. It manages $1.69 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Connecticut and Florida.
Trend Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Trend Capital Management LP is $1.69 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 746% since the beginning of its operation, and $1.42 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Trend Capital Management LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to pooled investment vehicles and pension and profit sharing plans. The largest group of clients of Peter Lyons Early is pooled investment vehicles with 14 clients and $1.58 billion of assets under management. Among the 9 most similar advisory firms, Trend Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $1.69 billion for 15 clients. 80% of the firm’s clients are foreign persons or businesses.
Trend Capital Management also advises several private funds. Namely, five hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.
The company employs 19 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Peter Lyons Early has been acting as President since 1 May 2011. Ashwin Kumar Vasan has served as the Chief Investment Officer since 1 May 2011. Brian Scott Goldenberg joined the executive team most recently as the Chief Financial Officer.
The principal office where Trend Capital Management LP performs its advisory services is located at 1800 N. Military Trail, Boca Raton, FL 33431, which is also the mailing address of the firm. An additional office of the firm is in Greenwich, CT. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 561-617-5086 or by fax 561-423-2910. The normal business hours are 9:00am-5:00pm on Monday - Friday.