ALPs Advisors, Inc. is a large advisory firm based in Denver. It manages $16.54 billion of regulatory assets for 46 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Colorado and Massachusetts.
ALPs Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of ALPs Advisors, Inc. is $16.54 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1670% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay ALPs Advisors, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Edmund Joseph Burke is investment companies with 8 clients and $16.54 billion of assets under management. Among the 12 most similar advisory firms, ALPs Advisors has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $16.54 billion for 8 clients. None of the firm’s clients are foreign persons or businesses.
ALPs Advisors doesn't advise any private funds.
The company employs 46 people that are either part- or full-time employees. 30 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Edmund Joseph Burke has been acting as President since 1 Apr 2001. Matthew Joseph Sutula joined the executive team most recently as the Interim Chief Compliance Officer.
The principal office where ALPs Advisors, Inc. performs its advisory services is located at 1290 Broadway, Suite 1100, Denver, CO 80203 The mailing address of the firm is Po Box 328, Denver, CO 80201 0328. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 303-623-2577 or by fax 303-623-7850. The normal business hours are 7:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at alpsfunds.com.