State Street Global Advisors United Kingdom Ltd (London)


State Street Global Advisors United Kingdom Ltd is a large advisory firm based in London. It manages $51.91 billion of regulatory assets for 354 client accounts. It has been registered with the SEC as an adviser since 2001.

State Street Global Advisors United Kingdom provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

State Street Global Advisors United Kingdom: assets under management

The assets under management (AUM) of State Street Global Advisors United Kingdom Ltd is $51.91 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 165% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $51.91 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $146.64 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay State Street Global Advisors United Kingdom Ltd for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at State Street Global Advisors United Kingdom Ltd

Alan John Brown has been acting as President since 1 Jul 1997. Samuel Stephen Stewart joined the executive team most recently as the Head Of Compliance And Risk.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jean Francois Schock Director 1 Jun 1990 Other 4419117
Timothy Harbert Director 1 Jan 1991 Other 2673396
John Robert Serhant Director 1 Aug 1996 Other 418960
David Nigel Wightman Managing director 1 Jul 1997 Other 4358750
Alan John Brown Chairman 1 Jul 1997 Other 4358722
Paul Francis Duncombe Director 1 Aug 1997 Other 4419094
Kanesh Vallabhdas Lakhani Director 1 Jan 1998 Other 4419100
State Street Bank Europe Limited Owner 1 Oct 1998 75% - 100% foreign entity
Christopher John Woods Director 1 May 1999 Other 4419125
Roland Ralph William Millar Director 1 May 1999 Other 4358753
Neil Robert Warrender Compliance officer 1 Aug 1999 Other 4358756
David E Costin Director 1 Apr 2000 Other 2796060
Richard Frederic Lacaille Director 1 May 2000 Other 4419109
Lodewijk Dirk Van Setten Director 1 May 2000 Other 4419146
Erich Stock Director 1 Jul 2000 Other 4419119
Simon Vanstone Director 1 Jul 2000 Other 4419123
John Francis Nugee Director 1 Nov 2000 Other 4419112
Stewart Reed Director 1 Oct 2001 Other 4520679
Samuel Stephen Stewart Head of compliance and risk 1 Jan 2002 Other 4519722

Based in London

The principal office where State Street Global Advisors United Kingdom Ltd performs its advisory services is located at 21 St James's Square, London, Sw1 Y 4 Ss, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44-207-698-6000 or by fax 44-207-698-6331. The normal business hours are 9am to 5pm local time on Monday - Friday. You can find more information about the New York firm at www.ssga.com.